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Home > Cases Phrase: secure Year: 2012 Page 1 of about 418 results (0.145 seconds)Prudential Stock and Securities Limited Vs. Securities and Exchange Bo ...
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Sep-04-2012
..... takeovers regulations 1997 for short the takeover code and regulation 13 1 of the securities and exchange board of india prohibition of insider trading regulations 1992 for short insider ..... act is also alleged the board should have instituted separate inquiry proceedings under the securities contracts regulation procedure for holding inquiry and imposing penalties by adjudicating officer rules 2005 .....
Tag this Judgment! Ask ChatGPTKhandwala Securities Ltd Vs. Securities and Exchange Board of India
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Sep-07-2012
..... the undertaking reads as under ldquo we undertake that all notices and correspondences from the securities and exchange board of india on the matter of pending investigation and enquiry against khandwala ..... and further that such correspondences and notices shall be received and acted upon by khandwala securities limited and also further that all actions that may be taken against khandwala finances .....
Tag this Judgment! Ask ChatGPTJhp Securities Pvt. Ltd Vs. Securities and Exchange Board of India
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Aug-07-2012
..... exchange board of india act 1992 the act read with regulation 28 2 of the securities and exchange board of india intermediaries regulations 2008 referred to hereinafter as intermediaries regulations ..... shares of tata finance the board initiated enquiry proceedings against the appellant in terms of securities and exchange board of india procedure of holding enquiry by enquiry officer and imposing .....
Tag this Judgment! Ask ChatGPTSubhkam Securities Private Limited Vs. Securities and Exchange Board o ...
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Jul-25-2012
..... of conduct prescribed for the stock brokers in schedule ii under regulation 7 of the securities and exchange board of india stock brokers and sub brokers regulations 1992 stock brokers regulations ..... september 25 2008 was issued to the appellant under regulations 25 and 38 of the securities and exchange board of india intermediaries regulations 2008 the intermediary regulations calling upon it to .....
Tag this Judgment! Ask ChatGPTShare India Securities Limited (Formerly Known as Fms Securities Ltd.) ...
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Jan-09-2012
..... limited company registered under the companies act 1956 and it was formerly known as fms securities ltd it has corporate membership of national stock exchange bombay stock exchange mcx sx stock ..... with an unregistered stock broker and thereby violated the provisions of regulation 18b of the securities and exchange board of india stock brokers and sub brokers regulations 1992 referred to hereinafter .....
Tag this Judgment! Ask ChatGPTNaman Securities and Finance Pvt. Ltd. Vs. Securities and Exchange Boa ...
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Aug-28-2012
..... trades creating artificial volumes in the scrip under consideration the designated authority authorized under securities and exchange board of india procedure for holding enquiry by enquiry office and imposing ..... for adjudication and for issuing directions separately as per the relevant provisions of the sebi act the appellant was involved in conscious aiding and abetting of the manipulative deals .....
Tag this Judgment! Ask ChatGPTM/S Enam Securities Private Limited Vs. Securities and Exchange Board ...
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Feb-15-2012
..... directed against the order dated december 31 2010 passed by the adjudicating officer of the securities and exchange board of india for short the board holding the appellant guilty of violating ..... regulation 13 of the securities and exchange board of india merchant bankers regulations 1992 for short merchant bankers regulations and .....
Tag this Judgment! Ask ChatGPTIndia Infoline Securities Limited (Merged with India Infoline Limited ...
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Oct-01-2012
..... stock exchange of india limited nse and is registered with the securities and exchange board of india for short the board as a ..... as specified under schedule ii read with regulation 7 of the securities and exchange board of india stock brokers and sub brokers regulations ..... june 19 2012 and saroj and company vs the adjudicating officer securities and exchange board of india appeal no 213 of 2011 decided .....
Tag this Judgment! Ask ChatGPTM/S. M.P.Vora Shares and Securities Private Limited Vs. Securities and ...
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Aug-22-2012
..... in terms of the provisions of regulations 27 read with regulation 38 2 of the securities and exchange board of india intermediaries regulations 2008 the designated authority recommended that the appellant ..... of registration of the appellant for a period of one month regulation 27 of the securities and exchange board of india intermediaries regulation 2008 mandates that while submitting its report the .....
Tag this Judgment! Ask ChatGPTFairwealth Securities Ltd. Vs. Securities and Exchange Board of India
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Sep-11-2012
..... act 1956 and is also registered as a stock broker with the securities and exchange board of india for short the board 2 the ..... investigations into the alleged manipulation in the scrip of m s alka securities limited the company and for that purpose it issued summons to a ..... alleged violation of provisions of sections 11c 2 and 3 of the securities and exchange board of india act 1992 for short the act .....
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