Secure - Judgment Search Results

Pcs Industries Ltd. Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... also a collective investment scheme he further submitted that units of mutual funds are marketable securities they are listed on the stock exchanges and also freely transferable as per the ..... consultation with the stock exchange b finalising the list of persons entitled to allotment of securities c processing and despatching allotment letters refund orders or certificates and other related documents .....

B.S.E. Brokers Forum, Bombay and ors. Etc. Vs. Securities and Exchange ...

Court: Supreme Court of India

Reported in: AIR2001SC1010; [2001]104CompCas506(SC); JT2001(2)SC242; 2001(1)SCALE575; (2001)3SCC482

..... portfolio managers investment advisers and such other intermediaries who may be associated with securities markets in any manner c registering an regulating the working of collective investment ..... requires the board to undertake various activities to regulate the business of the securities market which requires constant and continuing supervision including investigation and instituting legal .....

Modi Spinning and Weaving Mills Vs. Securities and Exchange Board of I ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... concert with witta international inc and sidh international limited in terms of the provisions of securities and exchange board of india substantial acquisition of shares and takeovers regulations 1997 and ..... board of india substantial acquisition of shares and takeovers regulations 1997 made under the sebi act is the governing regime for takeovers the regulation was framed basically taking into .....

Sterlite Industries (India) Ltd. Vs. Securities and Exchange Board of ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... but for inflating the price of sterlite 10 3 section 11 of the sebi act empowers sebi to regulate securities market by such measures as thinks fit section 11b of the act empowers ..... was requested to show cause why directions including directions prohibiting the appellant from dealing in securities and accessing the capital market and any other suitable direction in the interest of investors .....

Shankar Sharma Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... the information is precisely what is being probed by the sebi sebi as a regulatory agency has been constituted with avowed ..... board to promote orderly and healthy growth of the securities market sebi was constituted vide resolution dated 12 4 1988 of ..... including prohibiting fraudulent and unfair trade practices relating to securities market shri chinoy submitted that the 1995 regulations were .....

R.K. Agarwal Vs. Securities and Exchange Board of

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... be appropriate in the interests of the investors in securities and securities market respondent had cited yet another decision where in ..... may be appropriate in the interests of investors in securities and the securities market 28 gujarat high court had examined the ..... holding any substantive official position having a bearing on the securities market by issuing directions 17 the respondent has also .....

Rhodia S.A. Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... by rhodia all outstanding equity capital of acquisition company free and clear of any pledge lien security interest or other encumbrance such that acquisition company shall as a result become a directly ..... bidder by acquisition company and may not be sold pledged transferred or subject to any lien security interest or other form of instrument encumbrance or transaction granting to or resulting in a .....

Anand Rathi and ors. Vs. Securities and Exchange Board of India and an ...

Court: Mumbai

Reported in: 2002(2)ALLMR646; 2002(2)BomCR403; (2002)1BOMLR150; [2002]110CompCas837(Bom); 2002(1)MhLj522

..... country the respondent no 2 is regulated by the sebi under the securities contracts regulations act 1956 and the said act ..... justice adinterim orders pre decisional natural justice not always necessary securities and exchange board of india a regulatory agency required ..... of transactions hut against the petitioners personal involvement in the securities market in general the question is not whether the .....

B.P. Plc. (Formerly B.P. Amoco) and Vs. Securities and Exchange Board ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)41SCL360SAT

..... procedure stated in regulation4 sub regulation 6 of regulation 4 which provides the guidelines to sebi in this regard is reproduced below the board shall after affording reasonable opportunity to the ..... the respondent to issue certain directions 44 the board may in the interests of the securities market without prejudice to its right to initiate action including criminal prosecution under section 24 .....

K.K. Modi Vs. Securities Appellate Tribunal

Court: Mumbai

Reported in: 2002(2)BomCR523; [2003]113CompCas418(Bom)

..... was stated by the counsel appearing on behalf of the sebi that the sebi will grant personal hearing to the petitioners and respondent ..... statement made by the counsel appearing on behalf of the sebi that the sebi would hear the parties and then pass a fresh ..... the target company in terms of regulation 11 1 of the securities exchange board of india substantial acquisition of shares takeovers regulations .....