Secure - Judgment Search Results

Dsq Securities Ltd. Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2006)67SCL51SAT

sebi prohibition of fraudulent and unfair trade practices relating to securities markets regulations 2003 came in to force and for the

Ubs Securities Asia Ltd. Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2005)6CompLJ64SAT

..... in giving this information to a central regulatory authority i e sebi sebi felt that the flow of information from ubs was delayed and ..... to ubs that it would like to deal directly with sebi sebi wrote directly to securities exchange commission usa to obtain about the name and ..... the information but it did not submit the same to sebi when sebi asked for copies of client agreement with three of its .....

S.S. Corporate Securities Ltd. Vs. Securities and Exchange Board of In ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2006)66SCL211SAT

..... order dated 21st september 2004 of the adjudicating officer appointed by sebi which inter alia reads as follows therefore i in exercise ..... weak inference it could be held that appellants had transacted in securities with intention of hammering down prices of scrips held no ..... that on the basis of the information received from rbi sebi had conducted investigations about the rise in the price of gtb .....

Abhilashaa Securities Pvt. Ltd. Vs. Securities and Exchange Board of I ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2005)64SCL446SAT

by sebi would not be in the interest of the securities market as such prosecution may ultimately be held to be

Visaria Securities Pvt. Ltd. Vs. Securities and Exchange Board of Indi ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2005)64SCL473SAT

..... october 2004 against the impugned order of 11th october 2004 of sebi the operative portion of which reads as under therefore i in ..... hereby suspend the certificate of registration granted to m s visaria securities pvt ltd for a period of 3 months this order ..... any trade in these shares he also cited the order of sebi chairman against icici brokerage services limited the learned senior counsel mentioned .....

Cholamandalam Securities Ltd. Vs. Securities and Exchange Board of Ind ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2005)64SCL145SAT

of the appellant and the appellant s reputation in the securities market as a broker it is our desire that this

Nam Securities Limited Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2006)68SCL97SAT

..... since 2000 it was also a depository participant of national securities depositories limited it was having 37 employees and 900 clients ..... account misuse of client s fund delay on delivery of securities and not reporting off the floor transactions 20 the learned ..... a letter which contradicted this information the letter obtained by sebi at the time of investigation was in complete agreement with .....

LatIn Manharlal Securities Ltd. Vs. Securities and Exchange Board of I ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2005)64SCL502SAT

to the conclusion that attendance of m s latin manharlal securities ltd appellants was required for examination accordingly a summons was

indsec Securities and Finance Vs. Securities and Exchange Board of Ind ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2005)60SCL466SAT

of the sebi act do hereby warn m s indsec securities amp finance ltd to be more careful in future while

Richmond Securities Pvt. Ltd. Vs. Securities and Exchange Board of Ind ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

2 the appellant challenges the order passed by the respondent no 1 dated 31 1 2005 by the impugned order...