Secure - Judgment Search Results

Satya Prakash S/O Late Dr. Mudrika Prasad Vs. Union of India (Uoi) Thr ...

Court: Delhi

Reported in: 2008(106)DRJ708

madan b lokur j 1 the petitioner is aggrieved by an order dated 4th august 2008 passed by the central...

M/S. Jagruti Securities Ltd. Vs. Securities and Exchange Board of Indi ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... on business of stock broking since the year 1991 the securities and exchange board of india hereinafter called the board conducted ..... indulge in any act which results in reflection of prices of securities based on transactions that are not genuine trade transactions d ..... in any act which results in reflection of prices of securities based on transactions that are ldquo not genuine trade transactions .....

B.M. Gandhi Securities Pvt. Ltd. Vs. Securities and Exchange Board of ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2008)85SCL43SAT

..... and skill thereby violating the code of conduct prescribed by the securities and exchange board of india stock brokers and sub brokers ..... receipt of some reports from the bombay stock exchange bse the securities and exchange board of india for short the board ordered ..... served with a show cause notice under regulation 6 of the securities and exchange board of india procedure for holding enquiry by .....

Sodhani Securities Ltd. and anr. Vs. Securities and Exchange Board of ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2008)82SCL258SAT

..... in terms of paragraph i 4 of schedule iii to the securities and exchange board of india stock brokers and sub brokers regulations ..... firm in june 1997 the partnership firm corporatised itself as sodhani securities ltd the board issued the certificate of registration as a broker ..... a similar view in magnum equity services ltd and anr v securities and exchange board of india and anr appeal no 146 of .....

Csl Securities (P.) Ltd. Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2008)85SCL281SAT

..... fees for registration in the manner provided in the regulations the board has framed the securities and exchange board of india stock brokers and sub brokers regulations 1992 hereinafter referred to ..... to encourage corporatization of brokers it found that most of the brokers operating in the securities market were either individuals or partnership firms and as such there was no transparency in .....

Vyas Securities Pvt. Ltd. and Vs. Securities and Exchange Board of Ind ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2008)85SCL186SAT

..... ahmedabad stock exchange he was registered as a broker with the securities and exchange board of india for short the board on ..... with him formed a corporate entity by the name of vyas securities pvt ltd for short the company the company was incorporated on ..... themselves the board introduced paragraph 4 in schedule iii to the securities and exchange board of india stock brokers and sub brokers regulations .....

Smc Global Securities Limited Vs. Securities and Exchange Board of Ind ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... conduct for stock brokers for short the brokers code prescribed under securities and exchange board of india stock brokers and sub brokers regulations ..... of dsq biotech limited between december 1999 and january 2001 the securities and exchange board of india for short the board found ..... 10 10 2007 in the case of harinarayan g bajaj v sebi squarely covers this case and therefore the impugned order should .....

Compuaction Securities Pvt. Ltd. Vs. Securities and Exchange Board of ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... february 7 2008 passed by the whole time member of the securities and exchange board of india for short the board levying a ..... trades thereby violating regulation 4 a and b of the securities and exchange board of india prohibition of fraudulent and unfair trade ..... practices relating to securities market regulations 1995 for short the regulations it was alleged .....

Vintel Securities Pvt. Ltd. Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... a penalty of rs 5 lacs on the appellant under section 15a a of the securities and exchange board of india act 1992 for short the act on account of its ..... failure to provide the necessary information during the course of the investigations 2 the securities and exchange board of india hereinafter called the board ordered investigations into the dealings in .....

Svs Securities Private Ltd. Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... february 2 2007 passed by the whole time member of the securities and exchange board of india for short the board imposing a ..... charge levelled against the appellant is that it violated the securities and exchange board of india prohibition of fraudulent and unfair ..... trade practices relating to securities market regulations 1995 and that while acting as a broker .....