Secure - Judgment Search Results

Rajappan Nair. K.K. Versus the Defence Security Corps (Records)

Court: Armed forces Tribunal AFT Regional Bench Kochi

..... discharged as a lance naik from the army and subsequently re enrolled in the defence security corps for short d s c kannur claiming pension for the period he had worked .....

Indiabulls Securities Limited and Others Vs. Securities and Exchange B ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... first original transaction was executed without significant variations in the traded price of the underlying security it is alleged that synchronized matched close out transactions were executed in respect of ..... various contracts with different underlying securities wherein one party had booked profit and the other party had booked loss as .....

N J Shares and Securities Pvt. Ltd. Vs. Securities and Exchange Board ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... brokers the clients remaining the same in other words when ivory securities ltd sold the shares it was dinils adhesives pvt ltd ..... in all these trades the appellant was the broker for ivory securities and fincap portfolio traded for dinils adhesives we have perused the ..... for instance the appellant sold the shares on behalf of ivory securities ltd and those were purchased by dinils adhesives pvt ltd .....

Jitendra Harjivandas Securities Pvt. Ltd. Vs. Securities and Exchange ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... lacs on the appellant which is a stock broker registered with the securities and exchange board of india for short the board a notice ..... it for imposing a monetary penalty under chapter vi a of the securities and exchange board of india act 1992 it is alleged that ..... 7 lacs on the appellant for violating regulation 4 of the securities and exchange board of india prohibition of fraudulent and unfair trade .....

Jvs Securities Private Limited Vs. Securities and Exchange Board of In ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... on august 17 2010 and smifs securities ltd vs securities and exchange board of india appeal no 39 of 2007 ..... squarely covered by our three decisions recently rendered in vidyut shah vs securities and exchange board of india appeal no 35 of 2007 decided ..... on august 13 2010 m s prashant j patel vs securities and exchange board of india appeal no 150 of 2006 decided .....

Shree Karthik Papers Ltd. Vs. Securities and Exchange Board of India a ...

Court: Chennai

Reported in: [2010]155CompCas201(Mad)

..... and share holding pattern the technical details as well as the liabilities to sundry debtors secured creditors etc thereafter a draft rehabilitation scheme has been prepared giving certain reliefs and ..... requirement starting from the memorandum and articles of association advertisement listing agreement application for securities from public kept open for three days at least 25 per cent of the .....

Vishnu Prakash Bajpai Vs. Securities and Exchange Board of India

Court: Delhi

Reported in: [2010]154CompCas147(Delhi)

prevent abuse of process of any court or otherwise to secure the ends of justice were set out in state of

M/S. Prashant J. Patel Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... against him and an enquiry held in accordance with the securities and exchange board of india procedure for holding enquiry ..... of the market and undermine investors rsquo confidence in the securities market rdquo emphasis supplied the enquiry officer also found that ..... the appellant alleges that he had among others violated ldquo sebi circular dated 14th september 1999 banning negotiated cross deals etc .....

Shri Raj Chawla Vs. Securities and Exchange Board of India (Sebi) and ...

Court: Delhi

Reported in: [2010]154CompCas16(Delhi); [2010]97SCL373(Delhi)

w e f 30th march 1997 4 section 27 of securities exchange board of india 1992 reads as under 27 offences

Vidyut Shah Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... this is really a unique feature of the stock exchange where unlike other moveable properties securities are bought and sold between the unknowns through the exchange mechanism without the buyer or ..... which the counter party was trading though credit suisse first bosten and dresdner kleinwort benson securities india limited as brokers the argument is that these 8 trades matched in all respects .....