Secure - Judgment Search Results

Cil Securities Limited Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... from time to time but does not include fixed assets pledged securities value of member s card non allowable securities unlisted securities bad deliveries doubtful debts and advances debts or advances overdue ..... persons of the member prepaid expenses losses intangible assets and 30 value of marketable securities according to regulation 16d the board on being satisfied that the applicant is eligible .....

Sebi Vs. Biyani Securities Pvt. Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... recognized stock exchange for the purpose of assisting in entering into or performing contracts in securities this prohibition is applicable inter alia within the municipal limits of calcutta 17 section ..... proceedings including civil and criminal proceedings have also been initiated against m s biyani securities pvt ltd by the exchange further the certificate of registration granted to it by .....

Bpl Limited Vs. Securities and Exchange Board of

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... standard cannot be considered as an act of dealing in securities dealing in securities normally means transactions in securities dealing in securities as per the definition at regulation 2 b means an ..... why timely steps could not be taken to stop him from indirectly dealing in securities assumes importance the respondent has suspended cancelled certificate of registration of several market .....

Atul Kanodia Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... cancellation of certificate of registration by way of illustration he cited sebi custodian of securities regulations 1996 and sebi depositories and participants regulations 1996 which requires the respondent to pass ..... an issue and share transfer agents 7 portfolio managers 8 custodian of securities etc in the sebi regulations relating to mutual funds venture capital funds foreign venture capital .....

Mega Resources Limited Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... may be appropriate in the interests of investors in securities and the securities market 61 the scope and reach of the section ..... that the act is a restrictive legislation for regulating the securities market and protecting the interests of investors that provisions ..... acting in concert have prima facie violated the sebi act 1992 and sebi substantial acquisition of shares amp takeover regulations 1997 .....

Videocon International Ltd. Vs. Securities and Exchange Board of

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... any standard cannot be considered as an act of dealing in securities dealing in securities normally means transactions in securities dealing in securities as per the definition at regulation 2 b means an ..... shares through the said brokers were mehta integrated finance ltd mehta securities ltd spring field securities ltd and fedex securities ltd total amount rs 15 53 crores as per the details .....

R.B. Khandelwal (Director of Vs. Securities and Exchange Board of

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... 1994 95 the price movement was found abnormal and unrealistic in that scenario the respondent sebi decided to investigate the preliminary investigation reportedly revealed that the price rise was artificial ..... done so should bear responsibility for the irregularities in the transactions undertaken by anand securities he submitted that shri khandelwal had explained to the enquiry officer as to the .....

Grasim Industries Ltd. and Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)42SCL227SAT

banker s cheque or demand draft in favour of the securities and exchange board of india payable at mumbai 62 learned

AshwIn K. Doshi, Pankaj G. Joshi, Vs. Securities and Exchange Board of ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... the more necessary because under clause h or sub section 2 of section 11 of sebi act sebi is empowered to regulate not only substantial acquisition of shares but also takeovers this ..... or other building goods money banknotes cheques bills of exchanges hundis promissory notes government securities bonds or other securities of money debts shares in a corporation and other saleable property movable or .....

Hindustan Finstock Ltd. Vs. Securities and Exchange Board of India

Court: Gujarat

Reported in: (2002)3GLR717; [2003]47SCL530(Guj)

..... specified in section 11a at may be appropriate in the interests of investors in securities and the securities markets 9 a perusal of the aforesaid provisions show that the s e b ..... bankers underwriters portfolio managers investment advisers and such other intermediaries who may be associated with securities markets in any manner ba registering and regulating the working of the depositors participants .....