Client - Judgment Search Results

Sebi Vs. PravIn V. Shah Stock Broking Pvt.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... short time only when there is prior understanding between buying clients and selling client q 3 i am showing you the trade log ..... matched only when there was prior understanding between the buying client and selling client 4 9 further shri dhitesh m shah in his ..... broker and the kp entities the broker admittedly had allowed its clients to trade substantially in various shares as stated above even .....

Sebi Vs. Karvy Stock Broking Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... pre printed only the serial number name of the client and client id and that the other pre printed details in ..... either provided special rates for opening depository accounts for their clients or are paid remuneration on each account for processing the ..... introduction letters with their demat account opening forms c the client details in the relevant bank introduction letters have exact correspondence .....

In Re: Ballarpur Industries Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... retaining the concentration artificially through structured deals in concert with certain select intermediaries or identified clients of late there seems to be a shift in favor of dispersing the concentration ..... directly or indirectly till further directions in this regard 11 1 2 the following identified clients to cease and desist from indulging in any such trading activity directly or indirectly .....

Sebi Vs. Nissan Copper Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... analysis were carried out to find out the possible price volume manipulation either through broker client concentration or large trade order that influenced the price volume or synchronized trades or ..... market possibly by entering into structured transactions with fiis and subsequently made huge profit these clients traded with four different brokers following a similar pattern of order placing in a .....

In Re: Dealing in Futures and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... rs trade qty to mkt gross traded value rs sell client name buy client name 490 ruchi mehrotra poonam narendra chaudhary 490 poonam ..... traded value rs buy broker name sell broker name buy client name sell client name 10 52 35 prashant jayantilal patel prashant jayantilal ..... value rs buy broker name sell broker name buy client name sell client name 10 40 04 indiabulls securities ltd lohia securities .....

Sebi Vs. Abhilashaa Securities Pvt. Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... how genuine investors would have suffered losses it is evident that number of clients including the client of the noticee in connivance with shri jitendra j shah had artificially manipulated ..... details are also given name of the broker name of the sub broker ultimate client kantilal mangaldas abhilashaa securities tanaya securities svs securities kunvarji finstock kajol impex prabhudas lilladher .....

Mckinsey and Company Inc. Vs. Commissioner of Central Excise

Court: Customs Excise and Service Tax Appellate Tribunal CESTAT Mumbai

Reported in: (2007)10STJ57CESTAT(Mum.)bai

..... incurred on core documents and borrowed service charges of which recovery was made from the client 1 disallowance of abatement of traveling lodging and boarding expenses on account of insufficient ..... provide documentary evidence substantiating its claim for abatement from the gross amount received from the client for service rendered to the concern central excise authorities this made it very clear .....

Sebi Vs. Prasiddhi Marketing and Share

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... perform the above primary requirements and if he is transacting on behalf of such unknown clients without knowing their details and financial capacity he is putting the entire system in jeopardy ..... had executed several transactions of significant volume in the shares of htl on behalf its client despite of executing large transactions the broker had failed to obtain the acknowledgement copy of .....

Sebi Vs. Woodstock Securities Pvt. Ltd.,

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... that the said stock brokers knowingly executed the synchronized trades at the instructions of their clients including associates of shri dinesh dalmia under the guise of shifting position from one ..... the synchronized trades of the said stock brokers individually and collectively on behalf of their clients including the associate of shri dinesh dalmia created a misleading appearance of trading in .....

Sebi Vs. Mittal Securities Private

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... dated november 30 2004 the broker has referred to a nexus among the buying client hulda selling client hulda dsq holdings and selling broker dkb about which the broker had no ..... vide letter dated november 30 2004 filed its reply and inter alia stated that its clients list included premier domestic financial institutions domestic mutual funds insurance companies foreign financial institutions .....