Intermediary - Judgment Search Results
Shriyam Broking Intermediary Vs. Securities and Exchange Board of Indi ...
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Feb-19-2008
Reported in: (2008)84SCL9SAT
Matched in: Parties Shriyam Broking Intermediary Vs. Securities and Exchange Board of India
Sebi Vs. Shriyam Broking Intermediary
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Nov-05-2003
1 M/s Shriyam Broking Intermediary Ltd. (hereinafter referred to as Shriyam) is registered with SEBI as a Merchant Banker under SEBI (Merchant Bankers)
M/S. Ess Ess Intermediaries Anand Saurashtra Society Vs. Securities an ...
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Jun-19-2013
of change of ownership of such security.” (n) circular transactions in respect of a security entered into between intermediaries in order to increase commission to provide a false appearance of trading in such security or to inflate,
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