Intermediary - Judgment Search Results
Shriyam Broking Intermediary Vs. Securities and Exchange Board of Indi ...
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Feb-19-2008
Reported in: (2008)84SCL9SAT
1. Whether the appellant is entitled to exemption from payment of registration fee for the period for which one D.D....
Sebi Vs. Shriyam Broking Intermediary
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Nov-05-2003
1 M/s Shriyam Broking Intermediary Ltd. (hereinafter referred to as Shriyam) is registered with SEBI
M/S. Ess Ess Intermediaries Anand Saurashtra Society Vs. Securities an ...
Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT
Decided on: Jun-19-2013
circular transactions in respect of a security entered into between intermediaries in order to increase commission to provide a false appearance
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