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Insurance Act, 1938 (4 of 1938) Section 42D

Title: Issue of Licence to Intermediary or Insurance Intermediary

State: Central

Year: 1938

1[42D. Issue of licence to intermediary or insurance intermediary ( 1 ) The Authority or an

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Information Technology Act, 2000 Chapter XII

Title: Intermediaries Not to Be Liable in Certain Casesliable in Certain Cases

State: Central

Year: 2000

BE LIABLE IN CERTAIN CASES 79. Exemption from liability of intermediary in certain cases.- (1) Notwithstanding anything contained in any law

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Information Technology Act, 2000 Section 79

Title: Exemption from Liability of Intermediary in Certain Cases

State: Central

Year: 2000

BE LIABLE IN CERTAIN CASES 79. Exemption from liability of intermediary in certain cases.- (1) Notwithstanding anything contained in any law

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Prevention of Money-laundering Act, 2002 Chapter IV

Title: Obligations of Banking Companies, Financial Institutions and Intermediaries

State: Central

Year: 2002

(1) Every banking company, financial institution and intermediary shall-- (a) maintain a record of all transactions, the nature

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Insurance Act, 1938 (4 of 1938) Section 42E

Title: Commission, Brokerage or Fee Payable to Intermediary or Insurance Intermediary

State: Central

Year: 1938

1[42E. Commission, brokerage or fee payable to intermediary or insurance intermediary (1) No intermediary or insurance intermediary shall

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Prevention of Money-laundering Act, 2002 Section 12

Title: Banking Companies, Financial Institutions and Intermediaries to Maintain Records

State: Central

Year: 2002

(1) Every banking company, financial institution and intermediary shall-- (a) maintain a record of all transactions, the nature

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Pension Fund Regulatory and Development Authority Act, 2013, Section 31

Title: Attachment of Assets and Supersession of Management of Intermediary

State: Central

Year: 2013

whatever name called, or the persons in control of any intermediary to the extent regulated under this Act are indulging in

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Information Technology Act, 2000 Section 67C

Title: Preservation and Retention of Information by Intermediaries.

State: Central

Year: 2000

1[67C Preservation and retention of information by intermediaries.- (1) Intermediary shall preserve and retain such information as may be specified

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Pension Fund Regulatory and Development Authority Act, 2013, Section 28

Title: Penalty for Failure by an Intermediary or Any Other Person to Comply with Provisions of This Act, Rules, Regulations and Directions

State: Central

Year: 2013

made or losses avoided, whichever is higher. (3) If any intermediary registered with the Authority, after having been called upon by

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Pension Fund Regulatory and Development Authority Act, 2013, Chapter VII

Title: Registration of Intermediaries

State: Central

Year: 2013

Chapter VII REGISTRATION OF INTERMEDIARIES

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