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Sep 20 2017 (SC)

Securities Vs. Dipak Patel

Court: Supreme Court of India

registration). It is to be noted that much of Indian securities laws have similar provisions and a brief survey of jurisprudence

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May 19 2022 (HC)

Mr.c.shivakumar Reddy Vs. Securities &

Court: Karnataka

matters connected therewith or incidental thereto Section 11 of the Securities and Exchange Board of India Act. Accused No.1-Company engaged in

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Oct 18 2002 (TRI)

Sebi Vs. Biyani Securities Pvt. Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

till the completion of investigation.During the said period, M/s Biyani Securities Pvt. Ltd and its directors are directed not to buy,

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May 30 2007 (TRI)

Sebi Vs. Mittal Securities Private

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

come to stay, the role of the buying broker (Mittal Securities Pvt. Ltd.) can not be any different and has to

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May 30 2003 (TRI)

Radar Securities Ltd. Vs. Securities and Exchange Board of

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)3CompLJ259SAT

with whom the Appellant had transaction - these are (i)VPT Securities (ii)Pawan Deora (iii)Sadasuk Kabra (iv) Kamani Stock Broking Services P.

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Dec 09 2003 (TRI)

Sebi Vs. Hsbc Securities and Capital

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

matter. As a measure of abundant precaution, HSBC Securities has secured a confirmation from the court regarding its regulatory compliance. By

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Oct 31 2003 (TRI)

Nirmal Bang Securities Pvt. Ltd. Vs. the Chairman, Securities and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2004)49SCL421SAT

inflate, depress or cause fluctuation in the market prices of securities. Significantly it is not the case of SEBI nor is

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Mar 31 2004 (TRI)

Sebi Vs. N.H. Securities Ltd. and Classic

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

10.4.2001 under section 11, 11B of SEBI Act, debarring KNP Securities Ltd. (KNP), VN Parekh Securities Ltd. (VNP), Triumph International Finance

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Jan 27 2005 (TRI)

Sebi Vs. Biyani Securities Pvt. Ltd. and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

1,55,000 shares in sett no. 146 from market through SMIFS Securities. As regards credit on27/2/01 of 415000 shares, Biyani Securities Pvt.

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Sep 09 2005 (TRI)

Ubs Securities Asia Ltd. Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2005)6CompLJ64SAT

necessary that when the ODIs have been issued against the securities listed in the Indian market, they should also comply with

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