Re Exchange - Judgment Search Results

Coimbatore Stock Exchange Limited Represented by Its Director Ashok Lu ...

Court: Chennai

Reported in: [2007]137CompCas863(Mad); [2007]74SCL1(Mad)

the show cause notice, learned ASG has relied on has relied on two judgments of the Supreme Court reported in : to the knowledge of SEBI that the Member-Directors of the Exchange have changed the method of operation of bank accounts in

Sebi Vs. Bhubaneshwar Stock Exchange

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

the recommendations of the Inquiry Officer in the said inquiry report, SEBI in exercise of powers conferred on it under Rule 30, 1993 and Section 4 (3) of the Securities and Exchange Board of India Act, 1992, I hereby supersede the Council

Mangalore Stock Exchange Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2006)67SCL27SAT

to the Mangalore Stock Exchange (the appellant herein) for the reasons stated in the impugned order, although the Mangalore Stock Exchange deals with procedure for corporatisation and demutualization of the Stock Exchanges. Section 23L also refers to appeals to the Tribunal under

Securities And Exchange Board Of India Vs. National Stock Exchange Mem ...

Court: Supreme Court of India

the same as is referred to in sub-regulation (1) of regulation 10. Furnishing of information, clarification, etc.4. . Consideration of application.5. by sub-section (1) of section 12 of the Securities and Exchange Board of India Act, 1992, read with the rules and

Sebi Vs. CochIn Stock Exchange Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

regard to the allegation of non recovery of sub broker registration fee dues, CoSE while reiterating its earlier stand taken as to utilise the infrastructure facilities available with the Exchange. The Exchange had accordingly transferred the infrastructure available to the subsidiary. As

Bombay Stock Exchange Limited Vs. Securities and Exchange Board of Ind ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

appeal and hereinafter referred to as the broker) entitled to receive from Bombay Stock Exchange Limited (BSE) a sum of Rs.12,71,556/- default by the seller in delivering the securities and the exchange purchases those securities in auction, monies are taken from the

Sebi Vs. Bangalore Stock Exchange

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

1.1 M/s. Bangalore Stock Exchange Financials Ltd. (hereinafter referred to as "the broker") is a member of The Stock e) Permitting use of BMC deposited with the promoting Stock Exchange for fixing gross exposure limit and turnover limit. The broker

ion Exchange Enviro Farms Ltd. Vs. Securities and Exchange Board of In ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

provides that any scheme or arrangement which satisfies the conditions referred to in Sub-section (2) thereof shall be a collective investment the Company for the benefit of the investors, Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999 (hereinafter called

Delhi Stock Exchange Association Limited Vs. Delhi Stock Exchange Kara ...

Court: Delhi

Reported in: 2000(55)DRJ681; [2000(86)FLR705]; (2000)IILLJ436Del

increase in D.A. and Rs. 200/- per month in house rent allowance, the demands remained unresolved in spite of repeated representations Commission or at par with the employees of other slock exchanges at Mumbai and Chennai. They have denied that they had

Securities and Exchange Board of IndIn and anr. Vs. Bombay Stock Excha ...

Court: Supreme Court of India

Reported in: 1999(7)SCALE610; (2000)10SCC602

in the matter of BSE Brokers Forum and Ors. v. SEBI and Ors. and other connected pending matters of the Bombay