Exchange - Judgment Search Results

Coimbatore Stock Exchange Limited Represented by Its Director Ashok Lu ...

Court: Chennai

Reported in: [2007]137CompCas863(Mad); [2007]74SCL1(Mad)

..... order the committee set up for the day to day functioning of the exchange by sebi consisting public representative directors sebi nominee director who are independent and have no personal stakes in the ..... time member pending adjudication of show cause notice held in view of powers available under sebi act sebi has got necessary power to pass interim order pending adjudication of show cause notice .....

Securities And Exchange Board Of India Vs. National Stock Exchange Mem ...

Court: Supreme Court of India

..... to continue as a stock broker in reference to one of the stock exchanges in terms of sebi circular sebi mirsd master cir 04 2010 dated 17th march 2010 it has been notified ..... clearly postulates that the application is to be made through a stock exchange for registration with sebi and each stock exchange is separately registered under the act and it was further emphasised that .....

Sebi Vs. Bhubaneshwar Stock Exchange

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... the market and to restore the confidence of investors in the functioning of the stock exchange 10 sebi is mandated to ensure that the effective steps are taken to protect the safety ..... trust 4 to take immediate legal steps for recovering the outstanding loan including interest the exchange and the members welfare trust should also consider initiating criminal proceedings against the members having .....

Mangalore Stock Exchange Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2006)67SCL27SAT

..... impugned order was to reject the application for renewal of recognition to the mangalore stock exchange the appellant herein for the reasons stated in the impugned order although the mangalore stock ..... essentially dealing with the question whether the impugned order is passed under the provisions of sebi act the directions are clearly under section 11 which admittedly are appealable to the tribunal .....

The Madras Stock Exchange Limited Rep. by Its Secretary Vs. S.S.R. Raj ...

Court: Chennai

Reported in: [2003]116CompCas214(Mad); (2003)4CompLJ50(Mad); [2004]49SCL319(Mad)

..... securities contracts regulation act 1956 which in section 3 deals with the stock exchanges a stock exchange before it can function as such requires the approval of the central government ..... but also to regulatory framework of securities contract regulation act 1956 necessary for stock exchange to incorporate in its rules provisions for disciplining members including their suspension and expulsion .....

Sebi Vs. CochIn Stock Exchange Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... 33 suggestions observations allegedly not complied by cose warranting immediate corrective action was forwarded by sebi to cose vide letter dated november 17 2004 pursuant to this cose submitted its ..... regard to the allegation of transfer of membership without collecting dues of the exchange cose submitted that the exchange has completely stopped the practice of transfer of bmc from the transferor .....

Bombay Stock Exchange Limited Vs. Securities and Exchange Board of Ind ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... has risen between the parties 2 on receiving complaints and other information from the stock exchanges regarding the unusual price movement in the shares of amit international limited hereinafter called the ..... a group of persons acting in concert who violated the provisions of the securities and exchange board of india prohibition of fraudulent and unfair trade practices relating to securities market .....

Sebi Vs. Bangalore Stock Exchange

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... substitute for auditor s certificate and hence the broker has violated sebi circular no smdrp policy cir 6 2001 dated 1 2 2001 ..... limits e permitting use of bmc deposited with the promoting stock exchange for fixing gross exposure limit and turnover limit the broker admitted ..... limits against the bmc the broker was therefore guilty of violating sebi circular no smd ii policy cir 37 99 dated 26 11 .....

Sebi Vs. the Delhi Stock Exchange

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... as to why suitable directions under section 11b of securities and exchange board of india act 1992 hereinafter referred to as the ..... a case which calls for any directions against the delhi stock exchange association ltd i therefore in exercise of the powers delegated ..... a case which calls for any directions against the delhi stock exchange association ltd under section 11b of the said act accordingly i .....

Sebi Vs. Uttar Pradesh Stock Exchange

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... respect of shri vinod kumar trade name vinod kumar amp co sebi registration no inb100694710 vide another order dated may 16 2002 ..... brokers and that such transaction is a normal practice at the exchange the explanation of the brokers is examined and found not ..... contracts regulation rules 1957 i hereby direct the uttar pradesh stock exchange association ltd to suspend the following 14 members for the .....