Depository - Judgment Search Results

National Securities Depository Ltd. Vs. Securities and Exchange Board ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... including voting rights and the liabilities in respect of their securities held by a depository the depositories are responsible for giving effect to all transfers of securities to and from the ..... charges were levelled against the appellant bull failure to notice unauthorised outsourcing by the depository participants bull failure to put in place adequate mechanisms for the purpose of reviewing .....

National Securities Depository Vs. Securities and Exchange Board of In ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2007)74SCL821SAT

..... and is subjected to all the liabilities in respect of his securities held by a depository every depository is required to maintain a register and an index of beneficial owners in the ..... entry into the demat environment free except from applicable statutory charges the board found that depositories and their participants had been levying transaction charges on the beneficial owners when they .....

National Securities Depository Limited Trade World Vs. Securities and ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... india procedure for holding inquiry and imposing penalties by adjudicating officer rules 1995 and depositories procedure for holding inquiry and imposing penalties by adjudicating officer rules 2005 on ..... was satisfied that no prejudice had been caused to the beneficial owners of the depository participant namely rajnarayan capital markets services ltd whose certificate of registration had since .....

In Re: Inspection of Depository

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... smdrp policy cir 36 2000 dated august 04 2000 and regulation 20 of sebi depositories amp participants regulations 1996 these violations do not augur well for the securities market as ..... and project and investment banking il amp fs is a depository participant of national securities depository limited nsdl and central depository services limited cdsl and registered with securities and exchange board .....

National Securities Depository Ltd. Vs. Securities and Exchange Board ...

Court: Supreme Court of India

..... same dp or to another dp of the same depository or another depository provided the bo account at transferee dp and ..... civil appellate jurisdiction civil appeal no 5173 of2006national securities depository ltd appellant versus securities and exchange board of india respondent ..... and exchange board of india appellant versus national securities depository ltd respondent judgment r f nariman j 1 the .....

Asit C Mehta Investment Intermediates Ltd. Vs. Central Depository Serv ...

Court: Mumbai

Reported in: 2009(1)BomCR835

..... having the membership of national stock exchange the stock exchange mumbai and security depository the respondent company central depository services i ltd hereinafter referred to as cdsl again is a company ..... participants and the beneficial owners bo s will be reflected converted into disputes between the depository and participants to decide the question whether the cdsl is legally duty bound or .....

Stci Finance Ltd vs.cedar Infonet Pvt Ltd & Ors

Court: Delhi

..... in its records of the notice of pledge and forward the application to the depository 3 the depository after confirmation from the pledgee that the securities are available for pledge with the ..... possession of such dematerialized shares be handed over iii provisions have been enacted in the depositories act for the purpose of recording accurately the transfers and pledges of shares including those .....

In Re: Investigation Into Initial

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... and take appropriate action against suspect accounts on verification 17 13 direction against depositories 17 14 the depositories have failed to exercise oversight over their dps the periodical inspection of dps being done ..... dp and pratik dp shall continue to be governed by the sebi depositories and participants regulations 1996 and other applicable legal provisions in other respects 17 8 since .....

G.M. Bosu and Co. Private Limited Vs. Securities and Exchange Board of ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... private limited the appellant before us is a participant of the central depository services india limited a depository under the depositories act 1996 and it is respondent no 2 in this appeal ..... to as the intermediaries regulations the learned counsel appearing for the appellant and the depository strenuously contended before us that their clients had not violated the provisions of regulation .....

Bombay Dyeing and Mfg. Co. Ltd. Vs. Arun Kumar Bajoria

Court: Company Law Board CLB

Reported in: (2001)107CompCas535

..... for the company to keep track of the shareholdings of all the shareholders in the depository that is the reason why regulation 7 requires disclosure therefore when disclosure has been prescribed ..... case the company did not have the opportunity of noticing the violation since in a depository the registration of transfer is instantaneous and without the intervention of the company therefore when .....