Contract Note - Judgment Search Results

In Re: Shri D.S. Pendse, Nalini

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... or authority of such person shall be necessary for closing out any outstanding contract entered into by such person in accordance with the bye laws if the member discloses in the note memorandum or agreement of sale or purchase in respect of such closing that he is acting .....

Asstt. Cit, Rg. 4(1) Vs. Claridges Investments and

Court: Income Tax Appellate Tribunal ITAT Mumbai

..... the respective days page 331 of the paper book once the special auditor acknowledges that contract notes were furnished the shares were received in and delivered from demat account further supported by ..... loss because the assessee had held valuable security against the debt we are in substantial agreement with the contention of the learned counsel for the assessee that this argument holds good .....

Sebi Vs. Jhunjhunwala Stock Brokers Pvt.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... january 02 2006 leading to the admission of backdated of contract notes by its erstwhile director in this regard they submitted that ..... shri rajendraprasad jhunjhunwala had only admitted the back dating of contract notes and not the broker this aspect had escaped from the ..... 1992 hereinafter referred to in short as sebi act and memorandum and articles of association of the company regulations and bye .....

Mrs. Asha Anilkumar Kataria Sole Proprietor of Kat Stocks Through Its ...

Court: Mumbai

Reported in: 2007(4)ALLMR355; III(2008)BC149; 2007(5)BomCR125; (2007)109BOMLR1273; 2007(4)MhLj149; [2008]81SCL477(Bom)

..... regulations of the bombay stock exchange can only take place provided there are contract notes between the parties challenge was dismissed by learned single judge of this high court observing ..... not seem to compel incorporation of all the terms and conditions in the agreement as per the model agreements in annexure 4 and more particularly arbitration clause it is therefore not possible to accept .....

Sebi Vs. Abhipra Capital Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... the dis contract notes transaction statements of the complainants and tfpl s demat accounts as well as acl s agreement with tfpl ..... it appears that the modus operandi of tfpl s and acl s gwalior operations was as follows contract notes ..... these purchases were squared off are supported by copies of contract notes bills and ledger account issued in favour of the complainants .....

Sebi Vs. Padmini Technologies Limited and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... january 30 2001 along with copy of discussion sheet for purchase sale vi copy of contract note issued by triumph international finance ltd member nse to sbi mutual fund d copy ..... undertones padmini cannot now take plea that it was not a party to the contract there may not be any written agreement i note that punjab national bank had sanctioned loans limits to padmini initially in 1990 which were .....

First Global Stockbroking (P) Vs. Assistant Commissioner of Income

Court: Income Tax Appellate Tribunal ITAT Mumbai

Reported in: (2008)115TTJ(Mum.)173

..... with this block assessment ii all the bills contract notes copy of account confirmation and client agreements were submitted to the dy director of it ..... other grounds of appeal raised by the assessee in the memorandum of appeal the assessee has taken certain legal grounds which are ..... rely upon the information gathered from the enforcement directorate fera memorandum no t 4 143 sde akb b 2002 scn dt 31st .....

Sebi Vs. Abhilashaa Securities Pvt. Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... tanaya securities no acknowledgement was taken by noticee from shri hiten mehta for receipt of contract notes noticee however submitted that they had taken acknowledgement of shri hiten mehta in their ..... that he had no relationship with tanaya securities and also denied having received any contract notes deliveries on behalf of tanaya securities shri hiten mehta further submitted that while signing .....

Sebi Vs. Jogelakar Investment Private

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... agreement as required under the law 2 9 it appears that jipl was not in the practice of dispatching contract notes to the clients some of the contract notes ..... and sub broker regulations 1992 jipl has failed to issue contract notes to its clients and violated sebi circular smd sed ..... complaint ms lagu mentioned that she had entered into a memorandum of understanding mou with jipl and mr joglekar on april .....

Sebi Vs. Prasiddhi Marketing and Share

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... transactions the broker had failed to obtain the acknowledgement copy of contract notes in respect of the trades executed by it on behalf ..... record admittedly the broker had not entered into the member client agreement with its client and there was no introducer in the ..... is that it had not entered into the member client agreement with its aforesaid client before executing transactions in the shares .....