Contract Note - Judgment Search Results

Bpl Limited Vs. Securities and Exchange Board of

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... instances cited in para 1 in the memorandum of appeal are born out of the record that i on 20 8 97 bsfl gave mandate to digital to purchase 5 lakh shares of bsfl ii contract note and bills in respect of the ..... order could be passed against the appellant in relation to the termination of its agreement with jain general stores 13 learned senior counsel referring to the charges levelled against the .....

Atul Kanodia Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... as found by the enquiry officer it is also noted that the contract notes issued by the said broker did not contain pre ..... common irregularities deficiencies as under f not maintaining counterfoil of contract notes without adequate details b having separate bank account for clients ..... 1 2001 21 ms bamba stated that in the appeal memorandum the appellant has admitted the omissions on his part but has .....

Mak Impex Chemicals P. Ltd. and anr. Vs. Union of India (Uoi) and ors.

Court: Mumbai

Reported in: AIR2003Bom88; 2003(1)ARBLR510(Bom); 2003(3)BomCR440

..... it is not in dispute that the petitioners did enter into contract in question and had agreed to export cotton textiles in terms of the contract note as per the terms and conditions prescribed in the order ..... fulfil their commitments for export in part or in full against any application contract the related bank guarantee furnished by the exporter petitioners herein may be forfeited entirely without .....

S and D Securities Pvt. Ltd. and anr. Vs. Union of India (Uoi) and ors ...

Court: Kolkata

Reported in: III(2003)BC99,(2003)1CALLT608(HC)

..... the mechanism of arbitration even if it has not issued any contract note or agreement in terms of regulation 4 3 1 of the capital market regulations 24 it was ..... enter into an agreement with each constituent before accepting or placing any order on behalf of the constituent the learned counsel also submits that it is also the obligation of the writ petitioner to issue a contract note in terms of .....

Sebi Vs. Shriram Asset Management Company

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... prevailing market price sebi has mainly relied on the contract note and the date of purchase as entered in the system the statements ..... and videocon group this is evident from the following a memorandum of understanding mou between shriram investments services ltd and joy holdings ..... before 11 6 99 it was also stipulated in the agreement that videocon leasing amp industrial finance ltd a company belonging to .....

Kensigton Investment Ltd. Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... close associate of the said triumph international as is evidenced from the copy of the contract note dated 1 2 2001 filed with the appeal she referred to the appellant s version ..... regulation 7 attracts genuine acquisitions that if failed contracts are viewed as concluded contracts bogus agreements will be made by unscrupulous parties to manipulate the transactions shri khamabatta submitted that the .....

R.B. Khandelwal (Director of Vs. Securities and Exchange Board of

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... sebi had viewed that since shri khandelwal while signing the contract notes should have found out the motives of the client and ..... the provisions of following regulations by the said member b memorandum and articles of association regulations and bye laws of the ..... erstwhile proprietory concern by the appellant by virtue of any agreement or undertaking but submitting to penalty for an offence allegedly .....

Videocon International Ltd. Vs. Securities and Exchange Board of

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... and not as loans to another question did you receive contract notes and bills for the purchase of shares from these brokers shri ..... sundaram referred to factual position explained in the appeal memorandum and stated that dipl val vpl jhpl and fedex were paid ..... or controlled by the appellant with reference to the memorandum of understanding arrived at between jhpl and shriram investment company ltd .....

Soma Textiles and Industries Ltd. Vs. Deputy Commissioner of Income Ta ...

Court: Income Tax Appellate Tribunal ITAT Ahmedabad

Reported in: (2003)87ITD326(Ahd.)

..... explanations for that different dates are not on record 6 the contract notes photo copies of which appear at p nos 38 and 39 of ..... as r b rodda amp co rakhial road ahmedabad in the memorandum of appeal form no 36 address where notice may be sent ..... reproduced below 5 speculative transaction means a transaction in which a contract for the purchase or sale of any commodity including stocks and shares .....

Sebi Vs. Bsel Information Systems Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... with the proof of such purchase i e copies of the contract note etc along with the details of payments made for the shares ..... and reshma plastics p ltd along with a copy of their memorandum and articles of association ii name address and telephone number of ..... rights or gaining control over the target company pursuant to an agreement or understanding formal or informal directly or indirectly co operate by .....