Contract Note - Judgment Search Results

Assitt. Cit Vs. Rameshchandra R. Patel

Court: Income Tax Appellate Tribunal ITAT Ahmedabad

Reported in: (2004)89ITD203(Ahd.)

..... either f or the purchase or sale of these shares of ipcl and icici the contract note and the documents filed though contained a column for distinctive numbers but they were left ..... a fictitious loss observing that the brokers have confirmed the transactions as per bills and contract notes raised by them the transaction in sale and purchase of shares had taken place and .....

The Asst. Commissioner of Vs. Shri Rameshchandra R. Patel

Court: Income Tax Appellate Tribunal ITAT Ahmedabad

Reported in: (2005)94TTJ(Ahd.)361

..... given either for the purchase or sale of these shares of ipcl and icici the contract note and the documents filed though contained a column for distinctive numbers but they were left ..... assessee stated that he would produce but subsequently expressed his inability to produce as the contract note document was not found traceable in the case of second purchase the reliance is only .....

Shree Rani Sati Investment and Finance Ltd. and anr. Etc. Vs. Union of ...

Court: Mumbai

Reported in: AIR2004Bom424; 2004(4)BomCR81; 2005(2)CTLJ399(Bom)

..... but when the bank guarantee itself is in absolute terms the agreement between the company and the first respondent would be of no avail to the bank 86 in all these petitions it is not in dispute that the petitioners did enter into contract in question and had agreed to export cotton in terms of the contract note as per the terms and conditions prescribed therein it is also not in dispute that .....

Harinarayan G. Bajaj Vs. Lkp Securities Ltd.

Court: Mumbai

Reported in: 2004(4)BomCR787; [2005]123CompCas744(Bom); (2005)3CompLJ236(Bom); [2004]52SCL725(Bom)

..... committing breach of rules regulations and bye laws of the nse by not issuing the contract note 19 the first two circumstances are in the realm of evidence preponderance of probability and ..... the arbitral tribunal 10 learned counsel for the petitioner submitted that there was no arbitration agreement between the petitioner and the arbitral tribunal and so the arbitral tribunal had no jurisdiction .....

Sebi Vs. Trusted Shares and Investments

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... that the transactions were genuine transactions wherein the said broker was mandatorily required to issue contract notes in respect of the alleged transactions it was submitted by the said broker during enquiry ..... transaction the findings of the enquiry officer that the said broker failed to issue contract notes to the complainant in respect of the impugned shares were not accepted 25 regarding the .....

Sebi Vs. Munjal Leasing Limited

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... post or upc slips etc to prove despatch of the contract notes i note that the broker failed to bring on record any ..... 1996 directed all stock brokers to ensure continuous numbering of contract notes therefore i find that the said broker has violated the ..... letter it was mentioned that the missing contract notes were produced however copies of the said contract notes were neither enclosed with any of .....

Sebi Vs. Drb Securities Private Limited

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... f of sc r rules 1957 i failed to issue contract notes in the manner provided for in the bye laws of rules and regulations ..... of order and its execution were not being mentioned on the contract notes i note that sebi had vide circular dated 11 2 1997 directed that ..... the same was due to clerical error and that revised contract notes in the proper format have since been issued in view of the submissions .....

Sebi Vs. Anil Kumar Aggarwal

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... order number and trade number were not indicated on the contract notes 4 terms and conditions of the contract notes were not mentioned on the contract notes 5 the said broker had acted as a sub ..... transactions to the upse 8 the said broker had failed to obtain maintain broker client agreement forms and client registration forms 9 the said broker had not maintained strict segregation between .....

Ansh Portfolio Kendra Pvt. Ltd. Vs. Securities and Exchange Board of I ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2004)1CompLJ439SAT

..... of these clients to whom principal to principal contract notes were issued in form a instead of form b confirming the contracts along with the memorandum of appeal the learned counsel for the ..... the appellant has been charged with the following omissions irregularities in issuance of contract notes ii form a contract note was issued for principal to principal transactions instead of form b 5 with .....

In Re: Bama Securities Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... and other material on record as to the irregularities in the issuance of the contract notes i e the contract notes did not bear the pre printed serial number they were not stamped in few ..... on the part of the broker the irregularities pointed out were as follows 2 clients agreement and registration forms not available in few cases and 6 pursuant to the above irregularities .....