Adjudication - Judgment Search Results

M/S. Cabot International Capital Vs. Adjudicating Officer and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... it was not a suo moto decision of the adjudicating officer to adjudicate the failure to comply with the provisions of ..... penalties prescribed irrespective of guilty intent the decision of the adjudicating officer imposing monetary penalty on the appellant is justified ..... of adequate explanation cannot stand the observation made by the adjudicating officer based on his satisfaction cannot be limited to .....

Radheshyam Chiranjilal Goenka Vs. Adjudicating Officer,

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... also not legally sound under section 15i of the act the adjudicating officer is not adjudicating the claim of shri swamy adjudication is on the appellant s failure to comply with statutory requirement ..... appellant has not succeeded in producing enough evidence to establish that the findings of the adjudicating officer are wrong the appellant claims that it had delivered certain shares to shri swamy .....

Zee Telefilms Ltd. Vs. Adjudicating and Enquiry Officer,

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)42SCL484SAT

..... are in progress persons companies may avail the benefit of the scheme the adjudication by the adjudicating officer for the purpose of imposing monetary penalty is a quasi judicial function and ..... on passing the final order in adjudication the adjudicating officer becomes funclus officio and there is no scope for any further proceedings in .....

Sanjay Kumar Gupta Vs. Adjudicating Officer,

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2006)65SCL410SAT

..... penalty has been provided in the said section itself and the offence cannot be adjudicated by the adjudicating officer under section 15 i 2 the summons dated april 9 2003 and october ..... another opportunity to the appellant to present himself before the investigating officer and straight away adjudication for the purpose of imposition of monetary penalty was ordered 4 sebi instead of accommodating .....

Chandrakant Amratlal Parekh Vs. Adjudicating Officer,

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... the securities and exchange board of india procedure for holding inquiry and imposing penalties by adjudicating officer rules 1995 hereinafter called the rules is the question which arises for our consideration ..... respondent at the outset raised a preliminary objection that the impugned communication sent by the adjudicating officer was only a procedural order which does not affect the rights of the .....

Shingar Ltd. Vs. Adjudicating Officer

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... fails neglects or refuses to appear as required by sub rule 3 before the adjudicating officer the adjudicating officer may proceed with the inquiry in the absence of such person after recording ..... sodhi presiding officer oral this appeal deserves to be allowed on the ground that the adjudicating officer at the threshold of the proceedings committed a procedural irregularity illegality which has caused .....

Luxury Foams Ltd. Vs. Adjudicating Officer,

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... fulfilling the preconditions so as to qualify the preferential allotment to be exempted since the adjudication is directed against the appellants failure there is no need for subjecting the company ..... recovering the penalty amount therefore it cannot be said that the penalty imposed by the adjudicating officer is unauthorised or unjustified or disproportionate 35 in the light of the above discussions .....

Radheyshyam Chiranjilal Goenka Vs. Adjudicating Officer,

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... 1995 therefore the penalty provided therein cannot be enforced against the appellant he contended that adjudicating officer s version that article 14 of the limitation act had no application to the ..... the maximum penalty leviable as far as actual quantum of penalty payable is concerned the adjudicating officer is required to take into consideration the following factors stated in section 15j said .....

Phiroze Sethna (P.) Ltd. Vs. Adjudicating Officer,

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2008)83SCL330SAT

..... procedure for holding inquiry and imposing penalties by adjudicating officer rules 1995 the adjudicating officer on 18 5 2005 issued a notice ..... of as infructuous by this tribunal with liberty to the adjudicating officer to proceed afresh in accordance with law the appellants ..... of kill with a common objective 13 to summarise the adjudicating officer has treated pspl as acquirer because it acquired the .....

Sunday Exports Ltd. and Others Vs. Adjudicating Officer Securities and ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... prevention of insider trading read with regulation 12 2 of the pit regulations consequently adjudication proceedings were initiated against the company 6 similarly the board initiated proceedings under ..... and exchange board of india procedure for holding inquiry and imposing penalties by adjudicating officer rules 2005 against mr pravinchandra dashrathbhai patel and mr fulian ashvin reshamwala .....