Registration Statement - Law Dictionary Search Results
registration statement
Matched in: Term registration statement
security
of the issuer 2 : a security that is to be offered for sale and for which a registration statement has been submitted restricted security : a security accompanied by restrictions on its free transfer or registration of … registered on books by or on behalf of the issuer unregistered security : a security for which a registration statement has not been filed when-is·sued security : a security traded on a conditional basis prior to its issue
Caution
making a statement, that such statement may be used in evidence upon his trial. Caution.--Under the (English) Land Registration Act, 1925, ss. 54 to 56, is a notice to the Registrar in the nature of a caveat
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Births, Marriages, and Deaths
Births, Marriages, and Deaths. By the (English) Births and Deaths Registration Act, 1836 (6 & 7 Wm. 4, c. 86), amended by the (English) Births and Deaths Registration Act, … Notification of Births Acts, 1907 to 1915, but is without prejudice to the Registration Acts. As to false statements as to births or deaths, see (English) Perjury Act, 1911 (c. 6), s. 4. As to forgery of
Business names
names. 'Business' includes profession. The Act imposes penalties for any period of non-registration or fraud when furnishing any statement required by the Act. S. 8 provides that any firm or person, in default of registration, shall be … Business names. The (English) Registration of Business Names Act, 1916, necessitates the registration of every firm or person carrying on business in the
Perjury
without oath; and s. 6 with false or fradulent declarations, certificates, or representa-tions, made in order to obtain registration for the purpose of carrying on any vocation or calling. Every person who aids, abets, counsels, procures or … any person lawfully sworn as a witness or as an interpreter in a 'judicial proceed-ing' wilfully makes a statement material in that proceeding, which he knows to be false or does not believe to be true, he
prospectus
company's business and financial standing NOTE: Under the Securities Act of 1933, the prospectus is part of the registration statement that must be filed with the Securities and Exchange Commission before a security may be offered or sold
Partnership
the limitation of liability until the limited partnership is registered with the Registrar of Joint Stock Companies, the registration being effected (s. 8) by the delivery of a statement, signed by the partners, containing certain specified particulars,
underwriter
a security issue compare issuer NOTE: The Securities Act of 1933 requires dealers, issuers, and underwriters to file registration statements for the securities that they sell. … security issue compare issuer NOTE: The Securities Act of 1933 requires dealers, issuers, and underwriters to file registration statements for the securities that they sell.
public offering
offering NOTE: Public offerings are subject to the requirements of the Securities Act of 1933 for filing a registration statement before the offering can take place.
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