Exempted Security - Law Dictionary Search Results
exempted security
Matched in: Term exempted security
security
Matched in: Term security
Lien
not possessory, may be defeated like other charges under the Statute of Limitations, from which possessory liens are exempt. Instances of equitable liens are vendor's lien (q.v.); partner's lien on partnership assets; trustee's lien for costs, charges … from which possessory liens are exempt. Instances of equitable liens are vendor's lien (q.v.); partner's lien on partnership assets; trustee's lien for costs, charges and expenses; and other instances, where equity allows a lien. As to maritime
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Debt security sterling
Matched in: Term Debt security sterling
Secureness
The condition or quality of being secure exemption from fear want of vigilance security
private offering
large investors without any public offering called also private placement compare public offering NOTE: A private offering is exempt from the requirements of filing a registration statement with the Securities and Exchange Commission and distributing prospectuses to … private offering : the sale of an issue of securities directly by the issuer to one or a few large investors without any public offering called also private
Bad-boy provision
blue-sky law stating that certain persons, because of their past conduct, are not entitled to any type of exemption from registering their securities. Such clauses typically prohibit issuers, officers, directors, control persons, or broker dealers from being … certain persons, because of their past conduct, are not entitled to any type of exemption from registering their securities. Such clauses typically prohibit issuers, officers, directors, control persons, or broker dealers from being involved in a limited
Institutions
of. These are: the security they are obliged to give to indemnify Pupils and Minors; the lawful causes exempting persons from being Tutors or Curators, and those for which they may be deprived of their offices. Things
indemnity
indemnity pl: -ties 1 a : security against hurt, loss, or damage b : exemption from incurred penalties or liabilities 2 a : indemnification b : something (as a payment) that indemnifies compare
like-kind exchange
and excluding securities that is made pursuant to section 1031 of the Internal Revenue Code and is thus exempt from taxation … exchange : an exchange of business or investment property of the same kind, class, or character and excluding securities that is made pursuant to section 1031 of the Internal Revenue Code and is thus exempt from taxation
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