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Sep 20 2017 (SC)

Securities Vs. Dipak Patel

Court: Supreme Court of India

inflate, depress or cause fluctuations in the price of such security for wrongful or avoidance of loss; omission Any act

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May 19 2022 (HC)

Mr.c.shivakumar Reddy Vs. Securities &

Court: Karnataka

INDIA A STATUTORY BODY ESTABLISHED UNDER THE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992, HAVING ITS HEAD

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Oct 18 2002 (TRI)

Sebi Vs. Biyani Securities Pvt. Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

and by giving wrong declarations to the CSE, M/s Biyani Securities Pvt. Ltd appears to have interfered with the fair and

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May 30 2007 (TRI)

Sebi Vs. Mittal Securities Private

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

In the facts and circumstances, based upon prima facie findings, Securities and Exchange Board of India (hereinafter referred to as SEBI)

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May 30 2003 (TRI)

Radar Securities Ltd. Vs. Securities and Exchange Board of

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)3CompLJ259SAT

to maintain Margin Deposit Book under regulation 17 of the Securities and Exchange Board of India (Stock Broker and Sub-broker) Regulations,

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Dec 09 2003 (TRI)

Sebi Vs. Hsbc Securities and Capital

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

matter. As a measure of abundant precaution, HSBC Securities has secured a confirmation from the court regarding its regulatory compliance. By

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Oct 31 2003 (TRI)

Nirmal Bang Securities Pvt. Ltd. Vs. the Chairman, Securities and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2004)49SCL421SAT

in, or enter into, either directly or indirectly, transactions in securities, with the intention of artificially raising or depressing the prices

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Mar 31 2004 (TRI)

Sebi Vs. N.H. Securities Ltd. and Classic

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

sake of argument but not admitting that in fact NH Securities Ltd. had effected transactions in securities with the intention of

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Jan 27 2005 (TRI)

Sebi Vs. Biyani Securities Pvt. Ltd. and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

shares of DSQ Industries to the demat account of Biyani Securities Pvt. Ltd. and Shri Harish Biyani. Shares of promoter entities

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Sep 09 2005 (TRI)

Ubs Securities Asia Ltd. Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2005)6CompLJ64SAT

the interest of investors or securities market; or "(iii) to secure the proper management of any such intermediary or person, "(a)

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