Sectionality - Judgment Search Results
Gabelli Vs. Sec
Court: US Supreme Court
Decided on: Feb-27-2013
Gabelli v. Sec. & Exch. Comm'n NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being...
Sec Vs. Zandford
Court: US Supreme Court
Decided on: Jun-03-2002
93-1274,1993 WL 580761 (D. D. C., Nov. 5,1993)). 819 II Section 10(b) of the Securities Exchange Act makes it "unlawful for
Sec Vs. Edwards
Court: US Supreme Court
Decided on: Jan-13-2004
and thus a “security” subject to the federal securities laws. Section 2(a)(1) of the 1933 Act and §3(a)(10) of the 1934
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Aaron Vs. Sec
Court: US Supreme Court
Decided on: Jun-02-1980
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT Syllabus Section 17(a) of the Securities Act of 1933 (1933 Act) makes
Steadman Vs. Sec
Court: US Supreme Court
Decided on: Feb-25-1981
had been violated. Pp. 450 U. S. 97 -104. (a) Section 7(c)'s language implies the enactment of a standard of proof.
Dirks Vs. Sec
Court: US Supreme Court
Decided on: Jul-01-1983
Brief for Petitioner 15; App. 149-153. [ Footnote 5 ] Section 17(a), as set forth in 15 U.S.C. § 77q(a), provides:
SEC Vs. Jerry T. O'Brien, Inc.
Court: US Supreme Court
Decided on: Jun-18-1984
SEC v. Jerry T. O'Brien, Inc. - 467 U.S. 735 (1984) U.S. Supreme Court SEC v. Jerry T. O'Brien, Inc.,...
Lowe Vs. Sec
Court: US Supreme Court
Decided on: Jun-10-1985
and barring Lowe from future association with an investment adviser. Section 203(e) of the Act, 15 U.S.C. § 80b-3(e), authorizes the
Sec Vs. New England Elec. Sys.
Court: US Supreme Court
Decided on: May-16-1966
As the Commission said in 1948: "The legislative history of Section 11(b)(1) indicates that it was the intent of Congress to
Sec Vs. United Benefit Life Ins. Co.
Court: US Supreme Court
Decided on: May-22-1967
SEC v. United Benefit Life Ins. Co. - 387 U.S. 202 (1967) U.S. Supreme Court SEC v. United Benefit Life...
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