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Section 19 - Judgment Search Results

Home > Cases Phrase: section 19 Year: 2007 Page 1 of about 585 results (0.356 seconds)
Apr 13 2007 (TRI)

Sebi Vs. S.B. Bhutra and Co.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Decided on: Apr-13-2007

..... i in exercise of the powers conferred upon me in terms of section 19 of the securities and exchange board of india act 1992 read with ..... 4 the broker was also granted an opportunity of hearing on february 19 2007 shri s b bhutra proprietor of the broker appeared before ..... the creation of artificial volume and price in the said shares 3 19 the natural corollary to this issue is whether the broker had .....

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Mar 26 2007 (TRI)

Sebi Vs. Bubna Stock Broking Services Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Decided on: Mar-26-2007

..... foregoing i in exercise of the powers conferred upon me in terms of section 19 of the securities and exchange board of india act 1992 read with ..... 17 21 61648335 160 10000 53 00 s 1 feb 02 13 19 01 13 19 01 61648789 161 5000 53 00 b 1 feb 02 13 ..... the broker was also granted an opportunity of hearing before me on february 19 2007 the aforesaid opportunities were provided by sebi to the broker towards .....

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Apr 05 2007 (TRI)

Sebi Vs. Pdc Securities Pvt. Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Decided on: Apr-05-2007

..... of the foregoing i in exercise of the powers conferred upon me in terms of section 19 of the securities and exchange board of india act 1992 read with regulation 13 4 ..... 10 90 s1610 19 sep 01 2 19 51 pm 541673247 19 sep 01 2 19 51 pm 2500 10 90 b1610 19 sep 01 2 19 51 pm 541673242 19 sep 01 2 19 10 pm 2500 .....

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Mar 26 2007 (TRI)

Sebi Vs. Lexus Shares and Stock Brokers

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Decided on: Mar-26-2007

..... i in exercise of the powers conferred upon me in terms of section 19 of the securities and exchange board of india act 1992 read ..... the broker was also granted an opportunity of hearing on february 19 2007 shri ashish maheshwari as authorized by the broker appeared before ..... of the broker during the time of the hearing on february 19 2007 admitted the violations committed by the broker 3 18 in .....

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Oct 29 2007 (TRI)

Sebi Vs. Shreepati Holdings and Finance

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Decided on: Oct-29-2007

..... and in exercise of the powers conferred upon me in terms of section 19 of the securities and exchange board of india act 1992 read ..... confirmed by the director ms kanan sheth vide statement dated november 19 2001 shri dilip nabera placed orders on behalf of self and ..... as confirmed by ms kanan sheth vide her statement dated november 19 2001 all the entities had also commenced trading with noticee in .....

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Feb 06 2007 (TRI)

Sebi Vs. Somani Stock Broking Pvt. Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Decided on: Feb-06-2007

..... in exercise of the powers conferred upon me in terms of section 19 of the sebi act 1992 read with regulation 13 4 of ..... conclusion in his enquiry report that the broker has carried out 19 instances of synchronization of trades with a view to create ..... against the broker is warranted i find that the broker executed 19 synchronized matching trades in the shares of ranbaxy synchronized matching trades .....

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Feb 07 2007 (TRI)

Chikkaramaiah S/O Mallaiah Vs. Senior Superintendent of Post

Court: Central Administrative Tribunal CAT

Decided on: Feb-07-2007

1 the above application is filed under section 19 of administrative tribunal s act 1987 seeking for the ..... runs into 20 pages the appellate authority vide his order order dated 19 5 2004 annexure a8 has considered all the grounds of appeal ..... appellate authority is a reasoned and considered order by application of mind 19 the applicant submitted his representation petition as per annexure a9 in which .....

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Jan 19 2007 (TRI)

Sebi Vs. Shyam Sundar Dalmia

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Decided on: Jan-19-2007

..... case i in exercise of the powers conferred upon me in terms of section 19 of the securities and exchange board of india act 1992 read with regulation ..... submitted its reply to the said show cause notice vide letter dated may 19 2004 3 1 the broker stated that the recommendation made by the ..... 12 10 20 10000 665 70 0 00 01 0 00shankar lalchokhany 11 19 10 35000 700 40 0 00 00 0 00jankidasmohata 14 48 58 .....

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Mar 15 2007 (TRI)

Sebi Vs. Shankar Lal Chokhany (Kashi

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Decided on: Mar-15-2007

..... and in exercise of the powers conferred upon me in terms of section 19 of the securities and exchange board of india act 1992 read with ..... 18 1999 shankar lal chokhany 10 42 07 singhania brothers limited 5 19 1999 shankar lal chokhany 13 11 45 shankar lal chokhany 5 21 ..... 12 shree harivansa securities pvt 6 8 1999 shankar lal chokhany 12 19 40 shree harivansa securities pvt 6 9 1999 shankar lal chokhany .....

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Mar 29 2007 (TRI)

Sebi Vs. Prakash Baid Securities Pvt. Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Decided on: Mar-29-2007

..... i in exercise of the powers conferred upon me in terms of section 19 of the securities and exchange board of india act 1992 read ..... the broker was also granted an opportunity of hearing on february 19 3 5 i have perused the investigation report the enquiry report ..... of conduct specified in schedule ii of the broker regulations 3 19 in the facts and circumstances the violations committed by the broker .....

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