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Home > Cases Phrase: sec Page 1 of about 628 results (0.023 seconds)Sec Vs. C. M. Joiner Leasing Corp.
Court: US Supreme Court
by controls that were designed only for the traffic in securities. This was avoided by including specifically only that form of
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Court: US Supreme Court
was approved by the Commission over the management's objections. 10 SEC 200. The Court interpreted the Commission's order approving this amended
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Court: US Supreme Court
with detection. If withdrawal without leave may check investigation before securities have been issued, it may do as much thereafter, unless
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Court: US Supreme Court
are required to be filed in order to register a security under section 7 of the Securities Act of 1933, as
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Court: US Supreme Court
APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT Syllabus Petitioner, the Securities and Exchange Commission (SEC), brought this action to enjoin respondent,
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Court: US Supreme Court
Corp., 93 F.2d 844; SEC v. Bailey, 41 F.Supp. 647; SEC v. Payne, 35 F.Supp. 873; SEC v. Bourbon Sales Corp.,
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Court: US Supreme Court
of this title or the rules, regulations, or orders thereunder." Section 12(f) provides: "It shall be unlawful for any registered holding
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Court: US Supreme Court
APPEALS FOR THE FIFTH CIRCUIT Syllabus The orders of the Securities and Exchange Commission made judicially reviewable by the last two
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Court: US Supreme Court
It is a new development combining both substantial insurance and securities features in an experiment designed to accommodate annuity insurance coverage
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Court: US Supreme Court
Given the earlier decision of the Court in this case, SEC v. New England Electric System, 384 U. S. 176 ,
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