Cliented - Judgment Search Results

In Re: Investigation Into Initial

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... for instance no charges were debited to the accounts of clients bo ids 1202020000016282 1202020000016297 1202020000016303 1202020000029397 and 1202020000029403 related to ..... that the photograph affixed was the same for different accounts client id 1301440000078034 1301440000126968 1301440000116966 1301440000195861 1301440000136385 1301440000127066 1301440000117064 1301440000145372 1301440000122049 .....

Sheraton International Inc. Vs. Deputy Director of Income Tax

Court: Income Tax Appellate Tribunal ITAT Delhi

Reported in: (2007)293ITR68(Delhi)

..... held that these services facilities provided by the assessee to the indian hotels clients were also essentially and intrinsically linked with advertisement and promotion activities undertaken by ..... integrated business arrangement whereby services were to be rendered to the indian hotels clients predominantly in relation to advertisement publicity and sales promotion of hotel business worldwide .....

Sebi Vs. Sakruthi Finvest Pvt. Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... the counterfoils of the contract notes with acknowledgement of his clients as contemplated under regulation 17 1 i of the broker ..... further corroborated by the statement made by one of his clients namely shri himmat singh porwal made to the investigating authority ..... if he happens to be transacting on behalf of such clients without knowing their antecedents and financial capacity he is putting .....

Star India (P) Ltd. Vs. Additional Commissioner of

Court: Income Tax Appellate Tribunal ITAT Mumbai

Reported in: (2006)103ITD73(Mum.)

..... the income from commission accrued only upon payment of net invoiced amount by the clients further question that arises for consideration is whether the expenditure directly attributable to such ..... solicited the advertisements on the terms and conditions of principal duly accepted by clients the assessee forwards each client s requisition for telecast of advertisements to principal who at its sole .....

In Re: Agarwal Shares and Stock

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... placed any order with the member and proceed to demand money securities from the client client acknowledgement on the counterfoil of the contract note would preclude such a possibility however ..... seeks to strengthen the integrity of the market thereby ensuring investor protection similarly member client agreement also provides standardized rights and obligation between the two parties which serves as .....

Sebi Vs. Galaxy Broking Limited

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... in opening of accounts 2 12 1 galaxy had entered into agreement with its clients before the client company authorizing its representative to open the account through a board resolution table 6 ..... manipulative acumen 2 9 off market transfers description of the off market transfers among interconnected clients diagram 1 baffin engineering received 20 090 shares from one sudha bhupendra vithlani anil .....

Sebi Vs. Galaxy Broking Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... by the broker were on behalf of tushar jhaveri repeatedly punching saudas for non existing clients and transferring it later to tushar jhaveri indicates manipulative intent 14 it was further alleged ..... executing large purchases on behalf of tushar jhaveri and subsequently transferring selling shares to other clients as off market deals the broker submitted that the saudas were wrongly punched and has .....

Sebi Vs. Gayathri and Co.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... not strictly complying with the general requirements of proper introduction of a new client proper client registration along with photo identity the broker further stated that the penalty imposed ..... without following due diligence without the verification of financial capabilities and net worth of clients together with the highly objectionable conduct of effecting delivery to third party without .....

Sebi Vs. Marlecha Securities Private

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... provisions of 2002 regulations as the broker has now produced the copy of the member client agreement client registration form though certain details were absent in the form the proof of address ..... an employee of home trade was placing the orders on behalf of the client the client registration form and member client agreement forms were not maintained financial worthiness and background of the .....

Sebi Vs. India Bulls Securities Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... ibsl nsdl vide report dated may 03 2006 inter alia informed that out of 211 clients 163 clients personally represented before it and in the case of joint holders all the joint ..... inter alia reported by nsdl that out of the sample of clients selected for verification barring few clients majority of the clients had appeared before the inspecting team of nsdl and their submitted .....