Trade - Law Dictionary Search Results
limited partnership rollup transaction
partnerships into an entity (as a master limited partnership or real estate investment trust) that can be publicly traded ;specif : such a transaction in which some or all of the investors suffer adverse changes including the
securities and exchange commission (sec)
securities and exchange commission (sec) The five-member board appointed by the president that regulates and oversees stock trading and enforces federal securities statutes. Source: FindLaw
securities act of 1934
securities act of 1934 The federal securities act regulating the public trading of securities. This legislation established the Securities and Exchange Commission. (15 U.S.C. Sec. 78) Source: FindLaw
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round lot
round lot : the standard unit of trading in a security market usually amounting to 100 shares of stock compare odd lot
public
of the community [a hearing] [a park] compare private 7 : capitalized in shares that can be freely traded on the open market often used with go pub·lic·ly adv n 1 : a place accessible or visible
private
or concerning an individual person or entity [ land] b : not having shares that can be freely traded on the open market [a company] 3 : affecting the interests of a particular person, class or group
over-the-counter
over-the-counter 1 : not traded or effected on an organized securities exchange [ transactions] [ securities] 2 : sold lawfully without a prescription
money
form of or readily convertible into cash b : capital dealt in as a commodity to be lent, traded, or invested [mortgage available from a lender] [the supply] c pl : sums of money [collect tax moneys]
material
material 1 : of, relating to, or consisting of physical matter 2 : being of real importance or consequence 3 : being an essential component [the terms of the contract] 4 : being relevant to a...
margin
margin 1 : the difference between net sales and the cost of the merchandise sold from which expenses are usually met or profits derived 2 : the amount by which the market value of collateral is...
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