Securities Laws Amendment Act 1999 Section 10 - Judgment Search Results

Karnavati Fincap Ltd. and Vs. Securities and Exchange Board of India

Court : Gujarat

Reported in : [1996]87CompCas186(Guj)

appear before investigating authority under section 11 petitioners purchasers of securities section 30 empowers court to issue summons to person whose sub section 2 which has been inserted by the securities laws amendment act 1995 see 1995 83 comp cas st 25 section 2 which has been inserted by the securities laws amendment act 1995 see 1995 83 comp cas st 25 with 2 which has been inserted by the securities laws amendment act 1995 see 1995 83 comp cas st 25 with effect the respondent urged that a reading of the provisions of section 11 without reading sub section 1 and without referring to matters shall be disclosed by the companies under section 11a 10 section 31 provides that every rule or regulation made under

Siddharth Chaturvedi Vs. Securities and Exchange Board of India

Court : Supreme Court of India

civil appeal no 14730 of2015 siddharth chaturvedi appellant s versus securities and exchange board of india respondent s w i t 15j has become relevant once again subsequent to the securities laws amendment act 2014 which changed section 15a a with effect that the judgment ultimately construed section 15a prior to its amendment in the year 2002 8 it is necessary at this such an interpretation would render certain sections of the sebi act as expropriatory legislation due to the crippling penalties they would expression notwithstanding anything contained does not appear in the amended section 15a this being the case it is a little difficult the scope of section 15j would correspondingly stand drastically reduced 10 prima facie we find it a little difficult to subscribe

In Re: Paramount Biotech

Court : SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... of the sebi act 1992 and the sebi collective investment scheme regulations 1999 and certain provisions of securities laws amendments act 1999 paramount also ..... available under sebi act and sebi collective investment scheme regulations 1999 1 initiating prosecution under section 24 of sebi act 1992 against ..... in regulation 73 7 sebi by way of public notice dated december 10 1999 intimated to all existing .....

Anoop JaIn and Co. Vs. Chairman, Securities and

Court : SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in : (2003)4CompLJ536SAT

associated with securities market shall buy sell or deal in securities except under and in accordance with the conditions of a of registration obtained immediately before the commencement of the securities laws amendment act 1995 shall be deemed to have been obtained registration obtained immediately before the commencement of the securities laws amendment act 1995 shall be deemed to have been obtained from computed as under brokers who were already carrying on their activities in the financial year 1991 92 would have to pay fee is concerned it is noted that in terms of section 12 of the sebi act stock brokers and other intermediaries fee in terms of the respondent circular no 07 2002 10 shri kumar desai learned counsel appearing for the respondent submitted

Securities and Exchange Board of India Vs. Classic Credit Ltd.

Court : Supreme Court of India

..... section 26b of the sebi act was inserted into the sebi act jurisdiction was vested with special courts to deal with all offences under the sebi act committed prior to the date of commencement of the securities laws amendment act ..... special judge to dispose of cases under the foreign exchange management act 1999 and thereby effectively transferring the petitioners case pending before the magistrate .....

Major P.C. Thakur Vs. Securities and Exchange Board of India

Court : Delhi

..... it is alleged that the definition of collective investment schemes as inserted by the securities laws amendment act 1999 is substantially the same as mentioned in the dave committee report the expression collective ..... the company came to be incorporated on 16 10 1996 at jallandhar which was much after sub section 1b of section 12 of the act came to be notified the expression collective investment .....

Neena Aneja Vs. Jai Prakash Associates Ltd.

Court : Supreme Court of India

..... of 1974 all offences under this act committed prior to the date of commencement of the securities laws amendment act 2014 or on or after the ..... to achieve the above objectives 10 section 28 1 provides for the establishment of a district consumer 10 disputes redressal commission in every ..... by the high court prior to the amendment coming into force on 13 january 1999 were not liable to be transferred to .....

Dalip Singh Vs. Sebi

Court : Delhi

..... applies to only those schemes which were already in operation on 25 1 1995 when security laws amendment act 1995 came into force though really not necessary a reference in this regard may be ..... the provisions of section 12 1b of the act which is punishable under section 24 of the act 13 regulation 74 of the sebi cis regulations which came into force on 15 10 1999 provides that an .....

S.S. Thakur Vs. Security Exchange Board of India therough Its Chai

Court : Delhi

..... applies to only those schemes which were already in operation on 25 1 1995 when security laws amendment act 1995 came into force though really not necessary a reference in this regard may be ..... the provisions of section 12 1b of the act which is punishable under section 24 of the act 13 regulation 74 of the sebi cis regulations which came into force on 15 10 1999 provides that an .....

Roop Lal Kundal Vs. Security Exchange Board of India Through: Its Chai

Court : Delhi

..... applies to only those schemes which were already in operation on 25 1 1995 when security laws amendment act 1995 came into force though really not necessary a reference in this regard may be ..... the provisions of section 12 1b of the act which is punishable under section 24 of the act 13 regulation 74 of the sebi cis regulations which came into force on 15 10 1999 provides that an .....