Margin - Judgment Search Results

Satco Securities and Financial Vs. Chairman, Securities and Exchange

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... submitted that creditworthiness of shri bajaj was interalia ascertained from his introducer and requisite deposit margin received retained available that there was no material information at that point of time ..... not excessive or over exposure as alleged by the respondent he further submitted that moreover margins stipulated by the respondent stock exchanges were collected in time from the client so .....

Radar Securities Ltd. Vs. Securities and Exchange Board of

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)3CompLJ259SAT

..... the inspection revealed the following shortcomings i failure to maintain margin deposit book under regulation 17 of the securities and exchange ..... fact that respondent has not prescribed any format for the margin deposit book itself indicates that it is not a ..... not the charge that the appellant had traded without collecting margin hence the appellant cannot be penalised in the proceedings initiated .....

Sophisticated Marble and Granite Vs. Commissioner of Customs

Court: Customs Excise and Service Tax Appellate Tribunal CESTAT Mumbai

Reported in: (2004)(165)ELT353Tri(Mum.)bai

..... suitable fines and penalties while adjudicating cases of illegal imports the margin of profit will be no doubt a relevant factor in ..... determining redemption fine for any category of imports the margin of profit will also be dependent on market price which ..... consignment and the fine has to be different depending on the margin of profit determined in each case the redemption fine adjudged .....

Subhkam Securities Pvt. Ltd. Vs. Chairman, Securities and Exchange

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)3CompLJ301SAT

..... arbl moreover the broker member itself admitted before me that they had not collected initial margin before executing the transaction for shri harinarayan bajaj the aforesaid acts of the broker member ..... is concerned the respondent has taken a view that the appellant had not collected requisite margin from shri bajaj before effecting transaction on his behalf however the respondent has accepted the .....

Sharedeal Financial Consultants Vs. Chairman, Securities and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)4CompLJ148SAT

..... that the trade was carried forward without collecting the requisite margin deposit in this context he referred to the observation made ..... according to the learned counsel the appellant had taken sufficient margin from shri bajaj from the beginning as per bse sebi ..... and subsequently meeting its financial commitments on marked to market margins that this sort of situation could not have been imagined .....

Sebi Vs. Home Trade Limited (Formerly Euro

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... place a transparent model system for collecting mark to market margin var margin allowance of gross exposures early pay in etc on the ..... place a transparent model system for collection mark to market margin var margin allowance of gross exposures early pay in etc on the ..... specific instances like takeovers insider trading preferential offers etc i margin money was collected by way of cheques there was no .....

Birla Tyres Vs. Joint Commissioner of Income-tax

Court: Income Tax Appellate Tribunal ITAT Kolkata

Reported in: (2004)88ITD1(Kol.)

..... certain association of persons and body of individuals at the maximum marginal rate under the provisions of the first schedule to the ..... the entire income of the association was taxed at the maximum marginal rate since the instrumentality of the association of persons and body ..... and even taxes them at a rate higher than the maximum marginal rate under certain circumstances the old clause v of section 86 .....

Shri Madhukar Sheth Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)4CompLJ516SAT

..... and they impose either adhoc margins or additional carry forward margins or concentrated margins since no such margins were imposed by bse except normal carry forward margins and daily margins i had reasons to ..... to the appellant s contention that the bse s surveillance system was defective their margin collection policy was wrong circuit filtering is unwanted etc shri desai submitted that the .....

Birla Tyres Vs. Joint Commissioner of Income Tax

Court: Income Tax Appellate Tribunal ITAT Kolkata

Reported in: (2004)267ITR1(Kol.)

..... the entire income of the association was taxed at the maximum marginal rate since the instrumentality of the aop and boi had been ..... indeterminate so that the association had been taxed at the maximum marginal rate for this purpose all the members of such association were ..... and even taxes them at a rate higher than the maximum marginal rate under certain circumstances the old clause v of section 86 .....

India Cements Investment Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)42SCL563SAT

..... mitigating circumstances and imposed a harsh penalty he submitted that the appellant had collected sufficient margin which the appellant considered necessary to cover the risk that the fact that it had ..... from directors existing clients people known to them and also fulfil various formalities including collecting margin getting details of bank a c information on dealings with other members etc to .....