Diligent - Judgment Search Results

India Cements Investment Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)42SCL563SAT

..... the settlement system at risk while accepting new business without taking proper precautions an due diligence 43 regarding the issue of small investors who are genuinely trapped nse in their above ..... the appellant had not obtained sufficient margin money 2 not taken proper precautions and due diligence in dealing with the client etc he further submitted that these findings were made available .....

Sharedeal Financial Consultants Vs. Chairman, Securities and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2003)4CompLJ148SAT

..... satisfaction theory in my view would survive only if it had exercised such care and diligence which a man of ordinary prudence and caution would exercise under similar circumstances the material ..... on record gives an impression that the appellant had failed to exercise such care and diligence the trading pattern shows unusual carry forward position indicating that shri bajaj was speculating heavily .....

Sebi Vs. Merchant Banker Imperial

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... his report dated september 30 2002 finding that the merchant banker failed to exercise due diligence and recommending that the certificate of registration granted to the merchant banker be suspended for ..... and the managing director directly clearly establishes that the merchant banker has not exercised due diligence i am aware that a clarification letter was issued to the investors informing them of .....

Sebi Vs. Shriyam Broking Intermediary

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... contended that the enquiry officer concluded that the merchant banker has not exercised due diligence to ensure that the registrar delivers the share certificates to the allottees by registered ..... 1992 a merchant banker shall render at all times high standards of service exercise due diligence ensure proper care and exercise independent professional judgement he shall wherever necessary disclose to .....

Sebi Vs. Doogar and Associates Ltd.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... 2 a merchant banker shall render at all times high standards of service exercise due diligence ensure proper care and exercise independent professional judgement clause 9 a merchant banker shall abide ..... merchant banker to be an independent and responsible person so that he can exercise due diligence independently of the acquirer in the discharge of his responsibilities and at the same time .....

Satco Securities and Financial Vs. Chairman, Securities and Exchange

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... over exposure given to shri rahul bajaj and lack of due diligence learned counsel submitted that the appellant had always obtained in ..... at the stock exchanges and thus full care skill and due diligence was exercised by the appellant throughout and hence the punishment ..... appellant therein in respect of imposition of penalty scope of due diligence need for making reasoned order etc 27 referring to the .....

Smt. Krithika Mullengada and Shri Vs. Wipro Limited

Court: Company Law Board CLB

Reported in: (2004)52SCL564

..... limitation for any application the time during which the applicant has been prosecuting with due diligence another civil proceeding whether in a court of first instance or of appeal or revision ..... now required to be seen whether the petitioners were pursuing their reliefs bonafide with due diligence and good faith before the consumer fora the provisions of section 14 further contemplate leave .....

Sushil Kumar and Co. Vs. Joint Commissioner of Income-tax

Court: Income Tax Appellate Tribunal ITAT Kolkata

Reported in: (2004)88ITD35Cal

..... in wrongful possession of that property actually received or the profits which might with ordinary diligence have received therefrom it was submitted that in the instant case the amount was ..... which the person in wrongful possession of such property actually received or might with ordinary diligence have received therefrom together with interest on such profits but shall not include profits due .....

Sushil Kumar and Co. Vs. Joint Commissioner of Income Tax

Court: Income Tax Appellate Tribunal ITAT Kolkata

Reported in: (2004)267ITR61(Kol.)

..... in wrongful possession of that property actually received or the profits which might with ordinary diligence have received therefrom it was submitted that in the instant case the amount was ..... which the person in wrongful possession of such property actually received or might with ordinary diligence have received therefrom together with interest on such profits but shall not include profits due .....

Nirmal Bang Securities Pvt. Ltd. Vs. the Chairman, Securities and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2004)49SCL421SAT

..... october 2001 the appellants cannot be accused of lack of due diligence skill or care in any event the mere installation of trading ..... with through unregistered sub broker which amounts to lack of due diligence exercise of due skill and care expected of a registered broker ..... palombe an unregistered sub broker which amounts to lack of due diligence exercise of due skill and care expected of a registered .....