Dealing - Judgment Search Results

In Re: Dealing in Futures and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... trading data of the brokers was analyzed to find out those deals where there was a buy or a sell transaction for ..... broking ltd and manu stock brokers ltd ashika stock broking limited dealing in stock options has undertaken 73 reversals across the period ..... ketan parekh vs sebi as already observed synchronisation or a negotiated deal ipso facto is not illegal a synchronised transaction will however .....

Sebi Vs. Shri Sanju Kabra

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... manipulative transactions with a view to distort the market equilibrium the trades including the cross deals and the synchronized trades of the broker as explained in detail above would prove that ..... to maintain high standards of integrity promptitude and fairness in the conduct of the business dealings as specified in the code of conduct of the broker regulations mentioned above an intermediary .....

In Re: Shri Rajesh Shah and ors.

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... 32 99 dated 14 09 1999 which permitted all negotiated deals including cross deals to be executed only on the screens of the ..... other words it was stated that the screen based negotiated deals were permitted in order to bring about greater transparency and ..... which clearly prohibits a person from buying selling or otherwise dealing in securities in a fraudulent manner the expression fraudulent manner .....

S. Kanthimathy, S. Lakshmi, S. Vs. the Woodlands Estates Limited and

Court: Company Law Board CLB

Reported in: (2008)144CompCas830

..... are public companies and therefore section 111 cannot be invoked by the petitioners section 111a dealing with rectification of register on transfer was ntroduced by the depositories act 1996 with ..... circumstances of the present cases before considering the rival claims there is a need to deal with the preliminary objections regarding the maintainability of the company petitions on various accounts .....

Greater Bombay Co-op. Bank Ltd. Vs. United Yarn Tex. Pvt. Ltd. and ors ...

Court: Supreme Court of India

Reported in: AIR2007SC1584; 2007(3)ALT1(SC); [2007]137CompCas63(SC); JT2007(5)SC201; 2007(3)KLT302(SC); 2007(3)MhLj434; 2007(5)SCALE366; (2007)6SCC236; 2007AIRSCW2325; 2007(3)AIRKarR406

..... pertaining to such co operatives therefore when there is an admittedly existing legal framework specifically dealing with issues pertaining to co operatives and especially when the co operative banks are ..... parimateria 45 this court in virendra pal singh v district assistant registrar 1980 4scc109 directly deals with the question of the legislative competence relating to a co operative society doing .....

In Re: Ksl and Industries Ltd. and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... integrated market surveillance system imss of sebi generated alerts relating to dealings in the shares of ksl amp industries ltd kslil and ..... been ordered but in the meantime the connected entities continue to deal in shares of jtrel and kslil in a manner prima ..... aaacj0934b axon realpro private limited aagca2391h shall not buy sell or deal in shares of ksl amp industries ltd and jaybharat textile .....

Sebi Vs. Shreepati Holdings and Finance

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... maximum price manipulation was noted findings of investigation clearly indicate that shri dilip nabera was dealing with noticee since april 2000 gem since june 2000 arh since february 2000 and rajendra ..... misused stock exchange mechanism by executing manipulative trades in the nature of structured and cross deals on behalf of the clients closely related to the management of sil during the period .....

In Re: Mr. Manoj Ganeriwala and

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

..... ingredient of the violation contemplated in either regulation 3 or regulation 4 the definition of dealing in securities given in regulation 2 b is broad enough to comprehend actual buying selling ..... ganeriwala be restrained from accessing the securities market and also prohibited from buying selling or dealing in securities either directly or indirectly for a period of three years from the date .....

Starline Ispat and Alloys Ltd. Vs. Deputy Commissioner of Income Tax

Court: Income Tax Appellate Tribunal ITAT Mumbai

Reported in: (2007)108TTJ(Mum.)321

..... control of the banking regulation act and strict supervision was exercised by the rbi over dealings of such companies and any manipulation by them by indulging in speculation could be separately ..... circumstances and myriad developments the precedents relied upon by the learned departmental representative do not deal with the peculiar facts of the case which in our considered opinion have clinched the .....

First Global Stockbroking (P) Vs. Assistant Commissioner of Income

Court: Income Tax Appellate Tribunal ITAT Mumbai

Reported in: (2008)115TTJ(Mum.)173

..... appears that the learned revenue authorities have misconstrued and misinterpreted the transaction itself the transaction deals with the purchase of unlisted new shares of hfcl issued on a private placement ..... acceptable narration and not explained by the appellant during assessment proceedings here below i deal with the documents having acceptable narration still not explained before ao as well as .....