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May 09 2017 (HC)

Angel Broking Ltd. Vs.sharda Kapur

Court: Delhi

satisfied by receiving the value of the shares which the broker got four years ago without taking into account the loss

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Mar 05 2014 (HC)

Angel Broking Ltd. Vs. Arti JaIn and anr.

Court: Delhi

/ weekly revenue pressure from the company to earn more brokerage form clients trading as a result, I have taken high

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Feb 19 2008 (TRI)

Shriyam Broking Intermediary Vs. Securities and Exchange Board of Indi ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2008)84SCL9SAT

a member of NSE. Chaturvedi was also a registered stock broker w.e.f. 23.11.1994 and a member of CSE. He transferred his

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Jun 30 2008 (TRI)

Karvy Stock Broking Limited Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

findings against Karvy Stock Broking Limited both as a stock broker and also as a DP and we feel that it

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Sep 30 2011 (HC)

Networth Stock Broking Ltd. Vs. Devanand Shah

Court: Mumbai

2 The Petitioners who are a corporate share and stock broker have challenged the Award dated 25 November 2008 passed by

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Jun 19 2012 (TRI)

Networth Stock Broking Ltd Vs. Securities and Exchange Board of India, ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

its client Ms. Indumati Goda. Proceedings were intitiated against the brokers and their clients separately around the same time. Show cause

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May 31 2006 (TRI)

Salasar Stock Broking Limited Vs. Securities and Exchange Board of Ind ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

III to the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992 (for short "the Regulations"). The brief

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Jul 06 2004 (TRI)

Betala Stock Broking Ltd. Vs. Securities and Exchange Board of India

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

Reported in: (2005)58SCL236SAT

Betala Global Securities Ltd. Further an enquiry against the said broker is pending in case of Cyberspace Ltd. It has also

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Jul 16 2012 (TRI)

Kca Stock Broking Pvt. Ltd, Kolkata Vs. Securities and Exchange Board ...

Court: SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

SCHEDULE III I. Fees to be paid by the Stock Broker. 1 to 3 ………………………………………………. 4. Where a corporate entity has

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Jan 15 2014 (TRI)

Karvy Stock Broking Limited, Haridwar and Another Vs. Jitendra Batra

Court: Uttaranchal State Consumer Disputes Redressal Commission SCDRC Dehradun

B.C. Kandpal, President: 1. This appeal under Section 15 of the Consumer Protection Act, 1986, has been preferred with a...

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