In Re: T.G. Financial Consultants

Decided On : Aug-31-2006

Court : SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

LAW: Section 12, the Inspection Report, Section 19

CARDINAL: 1.1, 24.01.2003.2.1, 22.03.2004, 27.04.2004, 30.08.2004, 07.09.2004, 29.11.04, six, 24.12.04, 4.1.1, 23, two, two, 27.07.2000, two, only two, 4.1.5, 4.1.6, 15, 4.1.7, 4.1.8, one, 4.1.9, about 15, 10

ORG: the Uttar Pradesh Stock Exchange, UPSE, V. Khanna &amp, EO, EO, EO, 06.12.04, EO, Provisions, Rules, Regulations, Stock Exchange, UPSE, the Enquiry Report, EO, EO, SMD/MDP/Cir/043/96, SMD, the UP Stock Exchange, EO, UP Stock Exchange, the UP Stock Exchange, UP Stock Exchange, Exchange, SMDRP/Policy/, SMDRP/Policy/Cir-06/2001, SMDRP/Policy/Cir-12/2002, EO, EO, Schedule II, SMD/SED/Cir/93/23321, EO, EO, EO, EO, EO, M/s. Nikhil Securities, the UP Stock Exchange, EO, Circular, Stock Exchange, the Stock Exchange, the Stock Exchange, EO, SMD/SED/Cir/93/23321, SMD/MDP/Cir/043/96, EO, the UP Stock Exchange, EO, EO, M/s.Nikhil Securities, EO, M/s. Nikhil Securities, EO, EO, UPSE, Sauda, EO, Unique Client Code, Board, M/s. Nikhil Securities Ltd, Sub Broker) Regulation, T.G.Financial Consultants Pvt. Ltd., UPSE

DATE: 1992, February, 2001 to, September 2002, 18.12.2002, 11.12.2003, 2002, 25.07.2006, 2002, September 27, 2002, 21, 05.08.1996, 11.02.97, annual, a later date, 17.05.2002, 1992, September 7, 2004, 11.04.1997, 14.09.1999, 14.09.1999, 1992, 07.11.2004, 1992, 1992, 28.03.2002, 6 days, 1992, 1992, 14.09.1999, 1992, one month, 1992, one month, twenty one days

EVENT: Regulation 5, Regulation 23(1, Regulation 18A, Regulation 10

PERSON: Enquiry Officer, Regulations, Madhu Dubey, Sarvesh Dubey, Regulations, Circular Nos, Shri B.N. Mehta, Pawan Dubey, Regulations

WORK_OF_ART: the Enquiry Report, Regulation

ORDINAL: first

TIME: 48 hours, 48 hours

PRODUCT: Shri