Sebi Vs. Shri A.L. Shilotri

Decided On : Jan-02-2004

Court : SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

LAW: the Companies Act, Section 295, the Companies Act, Section 295, Shri Talaulicar, the Insider Trading Regulations

CARDINAL: 1, 6.2.2001, 20.7.2001, 1., 28.08.01, 2, 69, one, 1,00,000, 69, 1, 69, 34/-, 34.79, 3, 70, 31.3.2001, 69, 06.09.2000, 1,00,000, 69, 1, 29.01.2001, 30.3.2001, 30.4.2001, 2, 79.37, 11.46, 30.9.2000, 70, 69, 69, 2, 5, 04.04.2001, 07.04.2001, 1,00,000, 3., 20.3.2001, 31.12.2000, 30.9.2000, 16.41, 11.46, 10.81, 30.4.2001, 79.37, 31.3.2001, 4., 30.4.2001, 2.2.2001, 17.10, 2.2.2001, 1,00,000, 1., 2, 30.11.2001, 3, 69, 1, transferee, 1, 4, 5, 6., 08.08.2002, 1., 1., 5, 6, 2, 70, 3, 70, 4., 69/-, 5., 1,00,000, 6., 79.37, 11, 8., 10, 2(h, 2(h, only one, two, 11, 12, 13, 70, 70, 83, 20, 6, 5.75, 70, one, 70, 1, 69, 1,00,000, 14-15, 70, 16, five, 69, 69, 17, 18, 19, 20, 17.10, 11.46, 69/-, 40/-, 1, 69/-, 21, 22, 70, one, 13, 25.08.2002, 3(2, 1, 2(e, 5.1.2, 2(h, one, eight, 1., 2., 3., 70, 69, 4, 5., 6.0, 1., 1., 3, 2, 4, 11B

PERSON: Shri Avadhoot, Shri J.E. Talaulicar, Shri Talaulicar, JIP, J. Patel, Shri Talaulicar, Shri Talaulicar, JIP, Shri Talaulicar, JIP, Shri Talaulicar, JIP, Shri Talaulicar, Shri Talaulicar, JIP, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Dilip S, Shri Pendse, Talaulicar, Pendse, Talaulicar, Shri Pendse, Shri Shilotri, Shri Pendse, Talaulicar, Shri Shilotri, Shri Pendse, Talaulicar, Shri Pendse, Shri Pendse, Shri Talaulicar, Shri Shilotri, Talaulicar, Shri Shilotri, Shri Pendse, Shri Shilotri, JIP, Shri Shilotri, Shri Talaulicar, Shri Shilotri, Shri Shilotri, Shri Shilotri, Patel, Shri Talaulicar, Shri Pendse, JIP, Shri Talaulicar, JIP, Shri Talaulicar, Bharat Patel, Bharat Patel, Bharat Patel, Bharat Patel, Shri Talaulicar, Regulations, Karyekar, Karyekar, Karyekar, Ramanujam, Ramanujam, Shankar Sharma, Shri Talaulicar, Shri Talaulicar's, Shri Talaulicar, Bharat Patel, Bharat Patel, Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Patel, JIP, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Pendse, Shilotri, Patel, Talaulicar, JIP, D, Pendse, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Kale, Shri Talaulicar, Wagh, DS Pendse, Shri Talaulicar, Kale, Shri Talaulicar's, Shri Talaulicar, Shri Talaulicar, Wagh, Wagh, Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Pendse, Shri Talaulicar, Talaulicar, Shri Talaulicar, Shri Talaulicar, Bharat Patel, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Talaulicar, Shri Shilotri, Shri Shilotri, Shri Dinyar, Shri Shilotri, Shri Talaulicar, Shri Talaulicar, Shri Shilotri, Shri Talaulicar, Shri Talaulicar, Dilip S. Pendse, Shri Talaulicar, Shri Shilotri, Shri Shilotri, Shri Shilotri, Shri Talaulicar, Shri Talaulicar, Shri Shilotri, Shri Shilotri, Shri Shilotri, Shri Shilotri, Shri Shilotri, Shri Shilotri, Shri Shilotri, Shri Talaulicar, Shri Talaulicar, Shri D.S. Pendse, Shri Talaulicar, Shri Talaulicar, Shri Shilotri, Shri Talaulicar, Shri Shilotri, JIP, JIP, Shri Talaulicar, Shri Shilotri, Shri Talaulicar, Shri Talaulicar, Shri Shilotri, Shri Shilotri, Shri Talaulicar, Shri Shilotri's, Shri Karyekar, Shri Talaulicar, Shri Shilotri, Shri Shilotri, Shri Talaulicar, Shri Talaulicar, Shri Shilotri, Shri Shilotri, Shri Talaulicar, Shri Shilotri, Shri J.E. Talaulicar, Shri Shilotri, Shri Shilotri, Shri Shilotri's, Shri Talaulicar's, Shri Shilotri

ORG: Niskalp Investment and Trading Company Limited, Tata Finance Limited, TFL, TFL, TFL, The Stock Exchange, BSE, the National Stock Exchange of India Ltd., The Securities and Exchange Board of India, TFL, TFL, JHP Securities Pvt. Ltd., BSE, TFL, TFL, JHP, JHP, TFL, TFL, TFL, TFL, Board, Cumulative Convertible Preference Shares, CCPS, TFL, TFL, 30.4.2001, TFL, JHP, JHP, JIP, TFL, the Board of Directors, TFL, TFL, Profit After Tax, TFL, TFL, TFL, TFL, TFL, Board, Profit, the Net Asset Value, NAV, NITCL, TFL, TFL, the Tata Group of Companies, TFL, TFL, Tata Home Finance Ltd., Tata, Tata Executive, TFL, the Department of Company Affairs, Ministry of Law and Justice, TFL, Board, DCA, TFL, Tata, TFL, the Stock Exchange, the Executive Directors, TFL, TFL, Board, TFL, TFL, Federal &, i., the internal independent committee, the Tata Group, the Internal Independent Committee's, Shri Bharat Patel's, JHP, un, Shri Talaulicar &, Shri Talaulicar's, TFL, TFL, TFL, TFL, M/s Niskalp Investment &amp, Trading Company Ltd., TFL, TFL, TFL, TFL, TFL, TFL, TFL, TFL, TFL, the Board of Directors of NITCL, D S Pendse, JHP Securities (JHP, the Accounts Department, DSP, the Equity Investment Division, the Accounts Department, Andheri, Accounts Department of NITCL, JHP, NITCL, JHP, the Board of Directors of NITCL, NITCL, JHP, Tata TTD Waterhouse, JHP, JHP, JHP, TFL, DSP, JHP, Jigesh, TFL, Shri Talaulicar's, the Internal Independent Committee, the Tata Group, the Central Government, the Tata Internal Committee, DSP, the Tata Internal Committee, inter alia, the Department of Company Affairs, Tata Finance Ltd., the Central Government, the Central Government, Pune, Central Government, TFL, the Central Government, TFL, DSP, TFL, NTICL, Investment Committee, NAV, NAV, NITCL, TFL, TFL, Audit Committee, Board, Profit, TFL, Shri Talaulicar, TFL, Tata Inquiry Committee, the Circuit Breaker, DSP, inter alia, FIR, Tatas, the Police Authorities, Jurisdictional Metropolitan Magistrate, Investigation Report, NITCL, TFL, JHP, S S Kalambi, the Investment Committee of NITCL, Shilotri, TFL, TFL, TFL, JHP Investments, Insider Trading Regulation, the Kale Committee, the Insider Trading Regulations, the Insider Trading Regulations, TFL, TFL, TFL, TFL, TFL, TFL, TFL, TFL, the Insider Trading Regulations, TFL, the Insider Trading Regulation, JHP, TFL, TFL, JHP, TFL, JHP, Company, Company, TFL, Shri A.L. Shilotri, Shri A.L. Shilotri, Sections 19, 11 (, Shri A.L.

DATE: 1956, March 31, 2001, April 04, 2001 to JIP, 18th to 30th May 2001, March 30, 2001, the next day, March 2001, 40/-, April, 2001, 30.03.2001, 31.03.2001, 30.03.2001, the financial year ended 30.6.2000, daily, September 2000, March 2001, early May 2001, 25.05.2001, 1992, 25.11.2002, the day to day, 30th March 2001, Mid May 2001, June, 2001, 30th April 2001, 31st March 2001, 30th September 2000, between 18th May 2001 and 1st June 2001, March 2001, May 2001, about October, 1995, 6th February 2001, 20th July 2001, 30th March 2001, 30th March 2001, the day to day, December 2000, March 2001 to June 2001, the month of March 2001, daily, mid May 2001, June 2001, 70, May 2001, March 2001, 18th June 2002, 30th November 2001, March 2001, March 2001, 31st March 2001, 19th September 2001, 18th June 2002, 30th November 2001, early May 2001, 30th November 2001, 31st march 2001, 31st March 2001, 18th June 2002, March 2001, 25th September 2001, April 2001, 16th April 2001, 10th April 2001, 16th April 2001, 2nd July 2001, April 11, 2001, 19th October 2001, April 2001, 2nd July 2001, March 2001, March / April 2001, May 2001, daily, September 2000, daily, 2nd February 2001, the period 1st April 2000, January 2001, 30th September 2000, 19th October 2001, March / April 2001, 30th November 2001, one day, a single day, daily, 25.8.2003, 1989, a period of, 5 years, 14.10.2003, 6 months, 22nd December, 2003, 1992, 1992, 6 months

GPE: Mumbai, Pendse, New Delhi

WORK_OF_ART: Shri J E Talaulicar, Shri Talaulicar, Shri Pendse, 31.03.2001, Shri Pendse, Shri Pendse, Shri Pendse, Shri Pendse, Shri Pendse, Regulation 3 of SEBI (Insider Trading), Shri Talaulicar, Shri Pendse, Associate, Regulation 4 of the said Regulation, The Investigation Report, Shri Shiltori's

TIME: 8.11.2001, the minutes

PERCENT: 9%, about 60%, almost 200%

LOC: Goa, Mid May 2001

FAC: Regulation 4

ORDINAL: 9th, 9th

NORP: insider.2

EVENT: Regulation 3