Atul Kanodia Vs. Securities and Exchange Board of India

Decided On : Jan-24-2002

Court : SEBI Securities and Exchange Board of India or Securities Appellate Tribunal SAT

LAW: Rule 15, section 4, the Brokers Regulations, the SEBI Regulations, Shri Merchant, section 11, section 12, Rule 15 of SC(r) Rules

CARDINAL: 1, 19, one, 19, 1.3.1999, 22.4.1999, 28.5.2001, 26.12.2001, 1, 17, 5, 7, 5, 2, two, two, two, 4, 4, 4, 2, 1, 25, 1, 26, 1, 7, 8), 1, 26, 3, 3, 29(3, 3, 4.1.2002, 26.12.2001, 26.12.2001, 31.12.2001, 1997/98, 29(3, 18.7.2001, 7.8.2001, 26.12.2001, 26.12.2001, 29(3, 7.8.2001, 18.8.2001, 20.10.2001, 24.11.2001, 24.10.2001.6, 29(3, 29(3, 29(3, 1, 29(3, 15(1)(g, 1.2.1997, 22.10.1999, 22.10.1999, 015-20-75067-, 26.10.1999, 31.3.2002, 31.10.1998, 7.8.2001, 6.2, 4, II, 15(1)(g, 5.8.1996, 5.8.1996, 5, 17, 8, 18, 8, about Rs.7, one, 3, 40(3, 3months, 26.12.2001, 29(3, one, 2, 19, 22, 2, 25, 26, 2, 28, 28, 29, 29(1, 2)The, 3, 4, 3, 5, 3, 31, 3, 29, at least two, 18.7.2001, 7.8.2001, 7.8.2001, 27.9.2001, 224,Nariman, 28, 20.10.2001, 1, 2, 3, 3, 29(3, 29(3, 18.7.2001, 26.12.2001, 29(3, 29(3, 29(3, 8(4, 13(4, 16A, 3, 22, 1, 4, 5, 6, 8), 74, 435, 437, 1165).35, 26, 3, 29, one, 1485, 3, 29, 29(3, 29(3, 29(3, 3, 29, at least two, 22.10.2001, 24.10.2001, 24.11.2001, 26.12.2001.Taking, 29(3

ORG: the Uttar Pradesh Stock Exchange, UPSE, the Securities and Exchange Board of India, the Securities and Exchange Board, the Securities and Exchange Board of India (Stock Brokers and Sub, the Securities Contracts (Regulation) Act, SCR, Appellant, Appellant, Appellant, Appellant, Inquiry, Government, Board, the Stock Exchange, the Enquiry Officer, UPSE, UPSE, UPSE, UPSE, UPSE, Board, UPSE, UPSE, Turnover Tax, the Stock Exchange, the Securities and Exchange Board, Appellant, Appellant, UPSE, Tribunal, Tribunal, Learned Counsel, Learned Counsel, Custodian of Securities) Regulations, SEBI(Foreign Institutional Investors, Venture Capital Funds), Learned Counsel, Regulations, the Hon'ble Supreme Court, Ramachand &, Ors v. Union of India, Tribunal, Doogar Associates Ltd, Learned Counsel, the Securities Contracts (Regulation) Rules, UPSE, UPSE, UPSE, UPSE, Learned Counsel, Appellant, Standard Chartered Bank, ANZ Grindlays Bank, Appellant's A/c. No, ANZ Grindlays, Bank OIC-GP-03830-00, OIC-GP-03830-01, Standard Chartered Bank 014-20-75067-, Appellant, Learned Counsel, Bankers, Learned Counsel, Bank, Bank, UP Stock Exchange Brokers Association v. Union of India &, Court, UPSE, Exchange, Exchange, Learned Counsel, Representative of the Respondent, Board, Sub Brokers ), Government, Board, the SCR Rules, Regulations, Bad Deliveries, Stock Exchange, UPSE, Exchange, the VECTOR Software, Broker/Client, UPSE, UPSE, Appellant, Bank, Appellant, the Hon'ble Supreme Court, the BSE Brokers Forum, Appellant, Appellant, UPSE, Appellant, Learned Representative, Appellant, Appellant, Counsel for the Appellant, Ms Bamba, Court, Tribunal, Counsel for the Appellant, Board, Board, Board, Board, Board, Board, the Board, Appellant, Appellant, Mittal Court, this Tribunal in Doogar's case(supra, Board, Regulation, Board, Board, Board, Mutual Funds, Venture Capital Funds, Venture Capital Investors, Board, Regulation, Blacks Law Dictionary, CCA, Rubber House Vs, Boards, Hon'ble Supreme Court, Singh AIR 1976, The Hon'ble Supreme Court, Sainik Motors, AIR 1961, Stock, Mutual Funds, Venture Capital Funds, Board

DATE: 1992, 1992, 1956, 17.12.1998, 10.5.2001, a period of 3 months, 19.6.2001, July 22, 1998, August 07,2001, three months, 1992, 1992, 31.12.2001, 3 months, 45 days, more than 3 years, 30 days, 30 days, 10.5.2001, 28.5.2001, 19.6.2001, 27.9.2001, 24.10.2001, 18.7.2001, more than 5 months, more than 4 months, more than 4 months, 18.7.2001, more than 1 month, 20.11.2001, more than 30 days, the last date, later than 30 days, 30 days, 1996, just 14 days, 1992, 1993, 1993, 1993, 1994, 1995, 30 days, 1995, 1996, 1994, 1243, 1957, 1.11.2001, 22.10.1999, 4.7.1996, the year 1998-99, sixth year, a block year of 5 years, the financial year 1998-99, the year 1992-93, sixth year, 1997-98, 5 year ending registration 1992-93 1997-98, 31.03.2001 1993-94, 1998-99, 31.03.2003 13, 1993-94, 1992, 29.10.1993, October 29, 1993, March 1996, 1957, 1992, every year, 11.2.1997, 1.12.1997, 22.7.1998, December, 1998 i.e. after 5 months, December, 1997, February 1998 and March, 1998, 2.1.2001.21, a period of 3 months, Monday to Friday, 31.12.2001, Monday, the first day of the next settlement, 19.6.2001, 18.7.2001, 18.7.2001, 24.10.2001, 30 days, last date, 30 days, the last date, 30 days, 40, 30 days, 1992, the 30 days, twenty one days, later than thirty days, 19.6.2001, 24.10.2001, 27.9.2001, August 07, 2001, October 24, 2001, 24.10.2001, 27.9.2001, 27.9.2001, 3 months, 18.7.2001, 1992, later than 30 days, almost three years, 24.10.2001, 30 days, the last date, 30 days, the 30 days, the 30 days, the 30 days, four months or, one month, 30 days, later than thirty days, later than thirty days, later than thirty days, twenty one days, later than 30 days, 30 days, later than 30 days, a month, 1989, 1480 p., later than thirty days, later than 30 days', 30 days, an early date, 31, 22.10.2001, 24.10.2001, 30 days, 30 days

LOC: Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Ramchand, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent, Respondent

PERSON: suo motu, Enquiry, Enquiry, Regulations, Appellant, Shri Merchant, Banks, Poonam Bamba, Ms Bamba, interalia, Ms Bamba, Ms Bamba, Ms Bamba, Ms Bamba, Ms Bamba, Ms Bamba, Doogar, Appellants, Board".27, Writers, Share Transfer Agents, regulation.33, T.R. Sharma, Shri Merchant

PRODUCT: Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Respondent, Appellant, Respondent, Appellant, Appellant, Appellant, Respondent, Appellant, Respondent, Respondent, Appellant, Appellant, Appellant, Appellant, Respondent, Respondent, Respondent, Respondent, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Respondent, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Respondent, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Appellant, Respondent, Appellant, Respondent, Appellant, Appellant, Respondent, Respondent, Appellant, Appellant, Appellant, Appellant, Respondent, B-Wing, Appellant, Appellant, Appellant, Appellant, Appellant

WORK_OF_ART: Schedule II, Schedule II, Shri Merchant, the Derivative Segment

GPE: UPSE/97, Kanpur, Mumbai, UPSE/97, UPSE, Counsel, Mumbai, Rajasthan

EVENT: Regulation 29, the 1957 Regulations, Regulation 29, SC 367

ORDINAL: first, first, first, first

TIME: 17.12.1998 i.e., 11.30 a.m., 18.7.2001 i.e.

PERCENT: at least 10%