United States Vs. Nasd, Inc.

Decided On : Jun-26-1975

Court : US Supreme Court

LAW: Section 22(d, The Maloney Act, the Maloney Act, the Sherman Act, the Sherman Act, the Sherman Act's, the Maloney Act, the Maloney Act, the Maloney Act, the Securities Act, section 22(d, the Sherman Act, the Sherman Act, the Sherman Act's, the Sherman Act, the Maloney Act, the Maloney Act, The Maloney Act, the Sherman Act, the Sherman Act, the Sherman Act, Section 22, Rule 23, The Maloney Act, the Expediting Act, the Maloney Act, Section 24, the Maloney Act, Section 414, the Federal Aviation Act, the Sherman Act, the Clayton Act, the Clayton Act

GPE: United States, U.S., United States, U.S., United States, U.S., Pp, Pp, Pp, MR, United States, The United States, The United States, the United States, the United States, the United States, United States, the United States, The United States, United States, U.S., United States, U.S., United States, the United States, United States, U.S., United States, the District of Columbia Circuit, U.S., the United States', the United States, the District of Columbia, States, c. XI, pp, pp, pp, pp, Hearings, Cong, Cong, pp, §, United States, MR, MR, United States, United States, The United States, California, United States, U.S., United States, U.S.

ORG: NASD, U.S. Supreme Court, NASD, Inc., National Association of Securities Dealers,, Syllabus, the Investment Company Act, the Securities and Exchange Commission, SEC, the Securities Exchange Act, SEC, appellee National Association of Securities Dealers, NASD, NASD, NASD, NASD, Page 422 U. S. 695 , The District Court, SEC, Court, Court, the Investment Company Act, SEC, Page 422 U. S. 696 , SEC, Government, SEC, SEC, SEC, SEC, SEC, the Investment Company Act, SEC, Maloney, Investment Company Acts, Court, BURGER, C.J., BLACKMUN, REHNQUIST, WHITE, J., DOUGLAS, BRENNAN, Court, Court, the Securities and Exchange Commission, the Investment Company Act, the District Court, Court, Page 422 U. S. 699 , the Investment Company Act, Page 422 U. S. 700 , the Investment Company Act, the National Association of Securities Dealers, NASD, NASD, Page 422 U. S. 702 , VI, Page 422 U. S. 703 , the Investment Company Act, the District Court, New York Stock Exchange, the Investment Company Act, Court, Philadelphia National Bank, the Investment Company Page 422 U. S. 704 Act, the District Court, Court, the District Court, the Securities and Exchange Commission, SEC, Commission, the Investment Company Act, SEC, the District Court, the Securities Exchange Act, the Public Utility Holding Company Act, Congress, SEC, the Investment Trust Study, the Investment Company Act, SEC, Page 422 U. S. 705 , the Investment Trust Study, Congress, Page 422 U. S. 707 , Investment Trust Study, Page 422 U. S. 709 , the Investment Company Act, Page 422 U. S. 710 , NASD, SEC, SEC, the Investment Company Act, The District Court, The District Court's, Page 422 U. S. 712 , The Investment Company Act, Page 422 U. S. 713 , Act, the Investment Company Act, Page 422 U. S. 715 , SEC, Congress, Act, Congress, Act, SEC, the House Subcommittee on Commerce and Finance, Congress, the District Court, Congress, The District Court, SEC, SEC General Counsel, Page 422 U. S. 718 , Fed, SEC, Oxford Co., Inc., Mutual Funds Advisory, Inc., SEC, Page 422 U. S. 719 , Court, Investment Co. Institute, Tallman, SEC, Philadelphia National Bank, Borden Co., Silver v. New York Stock Exchange, the Investment Company Act, Congress, the Investment Company Act, McKesson & Robbins, the District Court, the District Court, SEC, Page 422 U. S. 721 , Commission, SEC, Government, SEC, Congress, Page 422 U. S. 722 , Commission, Commission, Senate, Commission, SEC, S. 3580, the Investment Trust Study, the Investment Company Act, Study, Investment Trust Study, Page 422 U. S. 724 , SEC, Government, SEC, Page 422 U. S. 725 , SEC, SEC, NASD, Study, SEC, National Association of Securities Dealers, Inc., Government, SEC, SEC, Commission, Congress, SEC, SEC, Page 422 U. S. 727 , SEC, Commission, SEC, S. 3580, Commission, Commission, Commission, CCH Fed, Page 422 U. S. 728 Commission, Commission, SEC, Commission, SEC, Congress, the Investment Company Act, Inc., Broadway-Hale Stores, Inc., FTC, Congress, SEC, SEC, Page 422 U. S. 730 , the Investment Company Act, New York Stock Exchange, the District Court, the District Court, NASD, Government, the District Court, the Investment Company Act, SEC, the District Court's, NASD, Government, NASD, Page 422 U. S. 731 Subsequently the Government, the District Court, NASD, Court, NASD, SEC, NASD, Government, SEC, NASD, SEC, Commission, SEC, SEC, SEC, National Association of Securities Dealers, Inc., Page 422 U. S. 733 , National Association of Securities Dealers, Inc., Court, Socony-Vacuum Oil Co., SEC, Congress, SEC, Government, NASD, Association, SEC, Government, NASD, SEC, Maloney, Investment Company Acts, Government, SEC, Government, Commission, Page 422 U. S. 734 , Government, SEC, SEC, Maloney, Investment Company Acts, Commission, SEC, Silver v. New York Stock Exchange, Hughes Tool Co., Trans World Airlines, Pan American World Airways, SEC, Congress, Maloney, Investment Company Acts, the Securities Exchange Act, the Investment Company Act, SEC, the Division of Investment Management Regulation, Mutual Fund Distribution and Section 22(d, the Investment Company Act, Aug.1974, the District Court, National Assn, Securities Dealers, Inc., The Court of Appeals, National Assn, Securities Dealers, Inc., Fed, District Courts, the Judicial Panel on Multidistrict Litigation, The District Court, NASD, the Securities Exchange Act, the Securities and Exchange Commission's, Commission, SEC, NASD, Massachusetts Investors Growth Stock Fund, Inc., Fidelity Fund, Inc., Wellington Fund, Inc., the Crosby Corp., Vance, Sanders & Co., the Wellington Management Co. , Merrill Lynch, Pierce, Fenner & Smith, Inc., Bache & Co., Inc., Reynolds Securities Corp., Glore Forgan, Inc., E. F. Hutton, Inc., Walston & Co., Inc., Dean Witter & Co., Inc., Webber, Jackson & Curtis, Inc., Hornblower & Weeks-Hemphill, Noyes, Inc. , Counts IV, Fidelity Fund, Inc., Fidelity Funds, Fidelity Funds, Court, U.S. 822, SEC, Investment Company Act, SEC, The Investment Company Act, The Mutual Fund Industry, Investment Trust Study, the Investment Trust Study, Study, Investment Trust Study, SEC, the Potential Economic Impact of a Repeal of Section 22(d, the Investment Company Act, Nov.1972, SEC, Special Study, Study, the Senate Committee on Banking and Currency, Senate Hearings, SEC, Commission, Investment Trust Study, SEC, NASD, NASD, Commission, SEC, the Investment Company Act, NASD, SEC, See National Association of Securities Dealers, Inc., Commission, CCH Fed, CFR §, Congress, Commission, Commerce Committee, S. 3580, SEC, Senate, Senate, Commission, Midamerica Mutual Fund, Inc., Senate, House, House, Senate, Senate, Senate, House, Senate, Senate, Senate, Commission, Senate, Conferences Between Securities and Exchange Commission, Representatives of Investment Companies, the House Committee on Interstate and Foreign Commerce, § 22(g, CCH Fed, Investors Diversified Services, Inc., CCH Fed, Mutual Funds Advisory, Inc., SEC, Midamerica Mutual Fund, Inc., the Investment Company Act Amendments, the Subcommittee on Commerce and Finance, the House Committee on Interstate and Foreign Commerce, the Senate Banking and Currency Committee, Senate, Senate, the Senate Committee on Banking and Currency, the New York Stock Exchange, SEC, NASD, Rules of Fair Practice, SEC, NASD, Appellees Bache & Co., SEC, Commission, Commission, The Department of Justice, Commission, the Justice Department, Commission, SEC, the Justice Department's, SEC, Commission, S. 3580, Commission, Senate, SEC, Commission, Senate, SEC, Commission, Government, Government, the Investment Company Act, NASD Rule 26(c, See National Association of Securities Dealers, Inc., Senate, Loomis, SEC, Loomis, SEC, Court, VIII, Congress, SEC, NASD, NASD, Government, NASD, Association, the District Court's, SEC, NASD, Commission, the Securities Exchange Act, General Counsel, SEC, the District Court, NASD Rules, NASD, NASD, the Antitrust Division, the District Court, Court, SEC, SEC, the Committee on Banking, Housing, Urban Affairs, United States, Senate, Commission, NASD, the Investment Company Act, Court, Philadelphia National Bank, Court, Congress, Congress, Congress, Congress, Trans World Airlines, the Interstate Commerce Act, FMC, Seatrain Lines, Inc., the Maritime Commission, Court, Commission, Page 422 U. S. 738 , Congress, Congress, Court, Radio Corp. of America, the Federal Communications Commission, Commission, Commission, Court, Court, Commission, FPC, the Federal Power Commission, Page 422 U. S. 739 , Court, Court, the Bank Merger Act, Otter Tail Power Co., Court, the Federal Power Commission, New York Stock Exchange, the Court of Appeals, the Securities Exchange Act, Court, the Securities Exchange Act, Page 422 U. S. 740 , Court, the Securities and Exchange Commission, Court, Commission, Ricci, Chicago Mercantile Exchange, the Commodity Exchange Act, the Commodity Exchange Commission, Commission, Congress, Congress

CARDINAL: Inc., 422, 422, 422, 1, 1, 22(f, 22(d, 2, 22(f, 22(f, 22(d, 22(f, 22(f, 22(f, 3, 22(f, 374, 95, 52, 15, 54, 789, 15, 1, 26, 209, 15, 1, 1, 2, 3, two, 4, 5, 6, 8, 9, 701, 1, 15, 1, 10, one, 15, 15, 374, 95, 109, 374, 114, 12, 22, 22(f, 1, 48, 15, 48, 881, 15, 30, 49, 837, 15, 13, 22, 15, 80a-22, 22(f, 14, 15, 15, two, two, two, One, 851, two, 867, two, 16, 17, two, two, 854, two, 854, 865, 18, 865, 15, 19, 22(e, 22, 15, 20, 21, 22, 15, 21, 22, 40, 23, 24, 20, 25, 865, 26, 22(d, 22(d, 22(d, 22(d, 27, 30, 11, 21, 681, 690, 3, 105, 107, 2, 109, 31, 401, 22(f, 32, 374, 373, 22(d, 22(d, 22(f, 33, 22(f, 22(f, 22(f, 34, 35, 869, 870, 865, 327, 327, 328 n. 85, 22(f, 22(f, 22(f, 22(f, 22(f, 38, 22(f, 22(f, 22(f, 38, 22(f, 22(f, 22(f, 15, 78,209, 80,602, 39, 22(f, 22(f, 1, 41, 22(f, 9, 22(f, 43, 15, 78, 19, 424, 436, 486, 9, 105, 109, 227, 22(f, 373, 1, 1, 2, 3, 40, 2, 15, 80a-5, 15, 3, 48, 895, 15, 15, 11, 4, 112, 5, Two, 374, one, 419, some 50, 23, 103-73, 374, 97, 374, 114, 6, 15, 783, 8, 9, 10, 1, 7, 111, 15, 11, 12, 419, 88, 15, 13, 15, 80a-7, 15, 15, 80a-9, 44, 732, 14, 279, 707, II, 2d, 95, 15, 16, two, 867, 854, 1, 138, 17, one, two, one, 139-140, 18, 858-859, 19, 6, 15, 15, 77,616, 17, 20, 21, 15, 80a-2(a)(11, one, 22, 80a-10(b)(1, 2, 40, 2, 80a-30(a, 2, 23, 41, 328, 331, 2d, 219, 86, 22(d, 24, 22(d, 2, 526, 660, 99, 25, 15, 26, 1, 76,625, 80,393, 76,699, 80,620, 2, 4, 41, 331, 2, 711, 1, 53, 29, 115, 838, 114, 2, 741, 348, 356, 2, 30, two, 22(f, 19, 22(d, 32, 15, 33, 15, 34, 2, 35, 2, 1, 292, 36, 15, 37, 22(f, 15(b, 15, 9, 22(f, 1, 293, 39, 22(d, 7, 98, 41, 42, 9, 43, 328-332, Ś 17, 330, 332, 330, 15, 323, 327, 20, 15, 15, 80a-37(a, 22(f, 54, 824, 15, 22(d, 72, 770, 49, 409, 412, 49, 24, 380, 49, 38, 731, 15, 18, seven, 369, 7, 374, two, two, 2, 373, 358, 12, 13

DATE: 1975, 1975, March 17, 1975 , June 26, 1975, 1940, 1938, 1934, 1070, 1940, 411 U. S. 546, 1973, 42, 14, 1973, 1963, 1963, 1940, 1933, 74, 1934, Four years, 1940, 22, today, 1940, daily, the following day, the present day's, the previous day, the present day, the next day's, daily, 24, the next day's, 1940, 1967, 22, 1941, Mar. 4, 1941, 10992, 1941, 1946, 6932, 1972, 1974, 419 U. S. 65, 1974, 1971, 1965, 1956, 22(d)(2, 1940, 35, pre-1940, 44-45, 1941, 22(d)(2, 1971, 1970-1971, 31, more than three decades, 1959, 1941, 1963, 31, 1945, 43-46, 1974, 1940, nearly 35 years, 46, 1973, 1963, 1940, 1934, 1940, 1974, 95 (DC 1973, 1974, 1934, 1938, one year, October 15, 1974, 1709, 1970, 1933, semiannual, 1969, 1940, 1938, 70, 1974, 2337, 1966, 1963, 1963, 3580, 1940, a single day, 1941, late 1968, 1968, 1967-1969, 1974, 21, 1940, 1940, 1105-1107, 1963, 2337, 1775, 1940, 2639, 1940, 10069-10071, 1940, 1940, 1057, May 13, 1940, H.R. 10065, 1940, 2798, 1958, 1957-1961, 3015, 1960, 1957-1961, 8816, 1970, 1972, 1967, 1967, 1970, 1969, 1968, S. 1659, 1967, 1967, 1064, Nov. 22, 1974, 18, 1974, 1974, 70, 1940, more than two years, since 1941, 44, 48, 1940, 6932, 1972, 1963, 1974, 54, 42, 1934, 1974, 1974, Nov. 4, 1974, 1974, 1963, 1958, 1384, 1379, 1382, 1973, 411 U. S. 726, 1973, 1959, 1962, A year later, 1973, 1963, 1934, 1973

NORP: §, §, F.Supp, F.Supp, §, F.Supp, d., §, §, §, §, §, §, §, §, §, F.Supp, F.Supp, F.Supp, §, §, §, §, §, §, 80a-9(a)(1, d., d., §, §, §, §, §

PERCENT: 422 U. S. 711 -720, 422 U. S. 719 -720, 422 U. S. 720 -730, 422 U. S. 722 , 422 U. S., 422 U. S. 730 , 310 U. S. 150

EVENT: Counts II-VIII, Counts II, Counts II, Counts II-VIII, Counts II-VIII, Counts II-VIII, Counts II, U.S.C. § 5(11

FAC: Counts II-VIII, Counts II-VIII, Counts II-VIII, Counts II-VIII, Notre Dame Law, Sideris, Sideris

PERSON: POWELL, J., STEWART, MARSHALL, POWELL, JUSTICE BLACKMUN, Cohen, Rel, Reg, Saxbe v. Bustos, Udall, 76th Cong, Klor, Silver, Haddad v. Crosby Corp., Gross, Gross, Rule Civ, Misc, § 783(b)(8, E. I. duPont, Paine, appellee Crosby, appellee broker-dealers, appellee Wellington, Supp, § 80a-16, 76th Cong, 75th Cong, 76th Cong, H.R.Rep, 76th Cong, 76th Cong, H.R.Rep, S.Rep, 76th Cong, H.R.Rep, 76th Cong, Cong, Memorandum Embodying Suggestions Resulting, 76th Cong, Cohen, Sparkman, Cong, Magnuson, Cong, Funston, Samuelson, Wallich, Ray Garrett, Gordon S. Macklin, al., § 22(d, 76th Cong, Counts III, App, Lawrence E. Nerheim, App, Bruce B. Wilson, Garrett, Ray Garrett, John Sparkman, JUSTICE WHITE, DOUGLAS, BRENNAN, MARSHALL, Ante, Harlan, Philadelphia Nat, Silver

WORK_OF_ART: Cartwright, Guild of America, Inc., Maloney Act, the Staff Report, Staff Report 104-106

TIME: 4 of that Act, a specified hour

PRODUCT: Counts II-VIII, Counts II-VIII, 15 U.S.C.§ 80a-3(a, Rule 22c-1, 104, App

ORDINAL: first, secondary, 89th, first, 89th, first

QUANTITY: 868-869, 15 U.S.C.§ 80a-22(f, 51 n. 47

MONEY: 9 S.E.C., fifty thousand dollars, some $133,000, 9 S.E.C. 38