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Government of India Act, 1858 [Repealed] Section 73

Title: Saving of the Rights of the Company in Respect of their Dividend and Security Fund

State: Central

Year: 1858

Nothing herein contained shall affect the Preference secured by the said Act of the Third and Fourth Years of King William the Fourth to the Dividend on the Capital Stock of the said Company or the Right of the said Company to demand the Redemption of the said Dividend secured by such Acts; and all the Provisions of the said Act concerning the Security Fund thereby created shall remain in force, save that when the Approbation of the Commissioners for the Affairs of India is required in relation to the Disposal of the said Security Fund, the Approbation of the Secretary of State in Council shall be required.

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Securities Contracts Regulation Act, 1956 (42 of 1956) Amending Act 5

Title: Securities Laws (Amendment) Act,2004

State: Central

Year: 1956

THE SECURITIES LAWS (AMENDMENT) ACT, 2004 [Act, No. 1 of 2005] [6th January, 2005] PREAMBLE A Act further to amend the Securities Contracts (Regulation) Act, 1956 and the Depositories Act 1996. Be it enacted by Parliament in the Fifty Fifth year of Republic of India as follows:- CHAPTER I PRELIMINARY 1. Short title and commencement (1) This Act may be called the Securities Laws (Amendment) Act, 2004. (2) It shall come be deemed to have come into force on the 12th day of October, 2004. CHAPTER II AMENDMENTS TO THE SECURITIES CONTRACTS (REGULATION) ACT, 1956 2. Amendment of Section 2 In Section 2 of the Securities Contracts (Regulation) Act, 1956 (42 of 1956) (hereafter in this Chapter referred to as the principal Act),- (i) clause (aa) shall be re-lettered as clause (ac) thereof and before the clause (ac) as so re-lettered, the following clauses shall be inserted, namely:- '(aa) "corporatisation" means the succession of a recognised stock exchange, being a body of individuals or a society registered under the Societies Registration Act, 1860 (21 of 1860), by another stock exchange, being a company incorporated for the purpose of assisting,.....

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Securities Laws (Amendment) Act, 2004 Chapter II

Title: Amendments to the Securities Contracts (Regulation) Act, 1956

State: Central

Year: 2004

In Section 2 of the Securities Contracts (Regulation) Act, 1956 (42 of 1956) (hereafter in this Chapter referred to as the principal Act),- (i) clause (aa) shall be re-lettered as clause (ac) thereof and before the clause (ac) as so re-lettered, the following clauses shall be inserted, namely:- '(aa) "corporatisation" means the succession of a recognised stock exchange, being a body of individuals or a society registered under the Societies Registration Act, 1860 (21 of 1860), by another stock exchange, being a company incorporated for the purpose of assisting, regulating or controlling the business of buying, selling or dealing in securities carried on by such individuals or society; (ab) "demutualisation" means the segregation of ownership and management from the trading rights of the members of a recognised stock exchange in accordance with a scheme approved by the Securities and Exchange Board of India; (ii) clause (ga) shall be re-lettered as clause (gb) thereof and before the clause (gb) as so re-lettered, the following clause shall be inserted, namely:- '(ga) "scheme" means a scheme for corporatisation or demutualisation of a recognised stock exchange which may.....

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Securities Contracts Regulation Act, 1956 (42 of 1956) Complete Act

Title: Securities Contracts Regulation Act, 1956 (42 of 1956)

State: Central

Year: 1956

.....stock exchange to make rules restricting voting rights, etc. Section8 - Power of Central Government to direct rules to be made or to make rules Section8A - Clearing corporation Section9 - Power of recognised stock exchanges to make byelaws Section10 - Power of Central Government to make or amend byelaws of recognised stock exchanges Section11 - Power of Central Government to supersede governing body of a recognised stock exchange Section12 - Power to suspend business of recognised stock exchanges Section12A - Power to issue directions Section13 - Contracts in notified areas illegal in certain circumstances Section13A - Additional trading floor Section14 - Contracts in notified areas to be void in certain circumstances Section15 - Members may not act as principals in certain circumstances Section16 - Power to prohibit contracts in certain cases Section17 - Licensing of dealers in securities in certain areas Section17A - Public issue and listing of securities referred to in sub-clause (ie) of clause (h) of section 2 Section18 - Exclusion of spot delivery contracts from Sections. 13, 14, 15 and 17 Section18A - Contracts in derivatives Section19 - Stock.....

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Securities Contracts Regulation Act, 1956 (42 of 1956) Section 23D

Title: Penalty for Failure to Segregate Securities or Moneys of Client or Clients

State: Central

Year: 1956

1[Section 23D - Penalty for failure to segregate securities or moneys of client or clients If any person, who is registered under Section 12 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) as a stock broker or sub-broker, fails to segregate securities or moneys of the client or clients or uses the securities or moneys of a client or clients for self or for any other client, he shall be liable to a penalty not exceeding one crore rupees.] _____________________ 1. Inserted vide The Securities Laws (Amendment) Act, 2004

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Securities and Exchange Board of India Act, 1992 Complete Act

Title: Securities and Exchange Board of India Act, 1992

State: Central

Year: 1992

.....trading Section15H - Penalty for non-disclosure of acquisition of shares and takeovers Section15HA - Penalty for fraudulent and unfair trade practices Section15HB - Penalty for contravention where no separate penalty has been provided Section15I - Power to adjudicate Section15J - Factors to be taken into account by the adjudicating officer Section15JA - Crediting sums realised by way of penalties to Consolidated Fund of India ChapterVIB - ESTABLISHMENT, JURISDICTION, AUTHORITY AND PROCEDURE OF APPELLATE TRIBUNAL Section15K - Establishment of Securities Appellate Tribunals Section15L - Composition of Securities Appellate Tribunal Section15M - Qualification for appointment as Presiding Officer or Member of Securities Appellate Tribunal Section15N - Tenure of office of Presiding Officer and other Members of Securities Appellate Tribunal Section15O - Salary and allowances and other terms and conditions of service of Presiding Officer Section15P - Filling up of vacancies Section15Q - Resignation and removal Section15R - Orders constituting Appellate Tribunal to be final and not to invalidate its proceedings Section15S - Staff of the Securities Appellate Tribunal .....

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Securities Contracts Regulation Act, 1956 (42 of 1956) Section 23B

Title: Penalty for Failure by Any Person to Enter into an Agreement with Clients

State: Central

Year: 1956

1[Section 23B - Penalty for failure by any person to enter into an agreement with clients If any person, who is required under this Act or any bye-laws of a recognised stock exchange made thereunder, to enter into an agreement with his client, fails to enter into such an agreement, he shall be liable to a penalty of one lakh rupees for each day during which such failure continues or one crore rupees, whichever is less for every such failure.] ___________________ 1. Inserted vide The Securities Laws (Amendment) Act, 2004

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Banking Companies (Legal Practitioners Clients Account) Act, 1949 [Repealed] Repealing Act 1

Title: Banking Companies Legal Practioners Clients Accounts Repeal Act, 2001

State: Central

Year: 1949

THE BANKING COMPANIES (LEGAL PRACTITIONERS' CLIENTS' ACCOUNTS) REPEAL ACT, 2001 [Act, No. 20 of 2001] [26th August, 2001] PREAMBLE An Act to repeal the Banking Companies (Legal Practitioners' Clients' Accounts) Act, 1949. Be it enacted by Parliament in the Fifty-second Year of the Republic of India as follows: - 1. Short title This Act may be called the Banking Companies (Legal Practitioners' Clients' Accounts) Repeal Act, 2001. 2. Repeal of Act The Banking Companies (Legal Practitioners' Clients' Accounts) Act, 1949 (46 of 1949) is hereby repealed

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Securities and Exchange Board of India Act, 1992 Section 15B

Title: Penalty for Failure by Any Person to Enter into Agreement with Clients

State: Central

Year: 1992

If any person, who is registered as an intermediary and is required tinder this Act or any rules or regulations made thereunder to enter into an agreement with his client, fails to enter into such agreement, he shall be liable to 1 [a penalty of one lakh rupees for each day during which such failure continues or one crore rupees, whichever is less]. ______________________ 1. Substituted by Act 59 of 2002, section 10, for "a penalty not exceeding five lakh rupees for every such failure" (w.r.e.f. 29-10-2002).

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BANKING COMPANIES (LEGAL PRACTITIONERS' CLIENTS' ACCOUNTS) REPEAL ACT, 2001 Preamble 1

Title: THE BANKING COMPANIES (LEGAL PRACTITIONERS' CLIENTS' ACCOUNTS) REPEAL ACT, 2001

State: Central

Year: 2001

THE BANKING COMPANIES (LEGAL PRACTITIONERS' CLIENTS' ACCOUNTS) REPEAL ACT, 2001 [Act, No. 20 of 2001] [26th August, 2001] PREAMBLE An Act to repeal the Banking Companies (Legal Practitioners' Clients' Accounts) Act, 1949. be it enacted by Parliament in the Fifty-second Year of the Republic of India as follows: -

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